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Vol 23 No 5 May/June 2018

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Hazen's Treatise on the Law of Securities Regulation 7th Edition

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Previous Edition ISBN:
Latest Release: November 27, 2017
Publisher: Thomson West
Country of Publication: US
Format: Hardback, 7 Volumes
Price: Price on Application
Subscription Type: Pay-as-you-go



Hazen's Treatise on the Law of Securities Regulation discusses basic securities regulation issues and provides the specifics on a variety of topics, including:-

  • registration requirements,
  • process of registration,
  • exemptions from and liabilities under the Securities Act,
  • registration and reporting requirements,
  • shareholder suffrage,
  • corporate takeovers,
  • and civil liability.
First providing a general review of the law, the work then outlines each item in detail.

Features:

  • Examines control contests and corporate takeovers
  • Details state Blue Sky laws, market regulation, shareholder suffrage, and federal regulation of investment companies
  • Explains market manipulation, insider trading, and false SEC filings
  • Designed for attorneys needing an introduction to securities laws and for specialists who deal daily with these issues
  • Covers manipulation, stabilization, and hot issues

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Subjects:
Other Jurisdictions , Banking and Finance, USA
Contents:
Volume 1

Chapter 1: The basic coverage of the Securities laws
Chapter 2: Registration requirements of the Securities Act of 1933
Chapter 3: The 1933 Act Registration Process and Discolsure
Chapter 4: Examptions from 1933 Act Registration

Volume 2

Chapter 4: Examptions from 1933 Act Registration (continued)
Chapter 5: The theory of sale; corporate recapitalizations, reorganizations and mergers under the 1933 Act
Chapter 6: IPO practices: Manipulation, stabilization and hot issues
Chapter 7: Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements)
Chapter 8: State securities laws ("Blue Sky" laws)
Chapter 9: Securities Exchange Act of 1934 - registration and reporting requirements for publicly traded companies
Chapter 10: Shareholder suffrage - proxy regulation

Volume 3

Chapter 10: Shareholder suffrage - proxy regulation (continued)
Chapter 11: Tender offer and takeover regulation
Chapter 12: Manipulation and fraud - civil liability; implied private remedies; SEC rule 10B-5; fraud in connnection with the purchase or sale of securities; improper trading on nonpublic material information

Volume 4

Chapter 12: Manipulation and fraud - civil liability; implied private remedies; SEC rule 10B-5; fraud in connnection with the purchase or sale of securities; improper trading on nonpublic material information (continued)
Chapter 13: Insider reporting and short-swing trading - Securities Exchange Act Section 16
Chapter 14: Market regulation; broker-dealer regulation; credit rating agencies

Volume 5

Chapter 14: Market regulation; broker-dealer regulation; credit rating agencies (continued)
Chapter 15: Arbitration of broker-dealer disputes
Chapter 16: Operation of the Securities and Exchange Commission

Volume 6

Chapter 16: Operation of the Securities and Exchange Commission (continued)
Chapter 17: Jurisdictional aspects of the Federal Securities Laws
Chapter 18: The SEC's former role in public utility regulation: The history of the repealed Public Utility Holding Company Act of 1935 and transfer of authority from the SEC to the Federal Energy Regulatory Commission
Chapter 19: Debt securities and protection of bondholders - the Trust Indenture Act of 1939
Chapter 20: Federal regulation of investment companies - The Investment Company Act of 1940
Chapter 21: Investment Advisers Act of 1940
Chapter 22: Overview of related laws
Chapter 23: Overview of related laws dealing with securities transfers

Volume 7

Appendix
Table of Laws and Rules
Table of Cases
Index

Recent Subscription Releases:

Release
Date
Part Price
October 2017 Pocket Parts
November 27, 2017
£81.50
April 2017 Pocket Parts
May 17, 2017
£80.00
November 2016 Pocket Parts
December 14, 2016
£66.00
Vols 1-7 (7th Edition) including July 2015 6ed Pocket Parts
April 08, 2016
£995.00

Please contact our subscriptions team if any further information is required.