Wildy logo
(020) 7242 5778
enquiries@wildy.com

Wildy’s Book News

Book News cover photo

Vol 21 No 11 Nov/Dec 2016

Book of the Month

Cover of Criminal Injuries Compensation Claims

Criminal Injuries Compensation Claims

Price: £99.95

Pupillage & Student Offers

Special Discounts for Pupils, Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


A new edition is due, details can be seen here:
Financial Services Law 4th ed isbn 9780198793809

Financial Services Law 3rd ed

Edited by: George Walker, Robert Purves, Michael Blair

ISBN13: 9780199685592
New Edition ISBN: 9780198793809
Previous Edition ISBN: 9780199564187
Published: March 2014
Publisher: Oxford University Press
Country of Publication: UK
Format: Hardback
Price: £240.00



In stock.

Also available as
£187.50
+ £37.50 VAT

This new edition explains all of the substantial institutional and structural changes made under the Financial Services Act 2013 and parallel changes at European and global levels.

This includes the abolition of the Financial Services Authority (FSA) and its replacement with a separate Prudential Regulatory Authority (PRA) and Financial Conduct Authority (FCA), and with a new Financial Policy Committee (FPC) established within the Bank of England to manage the new 'macro-prudential' policy regime in the UK.

The new edition also considers regulatory developments at regional and international level including changes to the Prospectus and Market Abuse Directives and the proposed changes to Markets in Financial Instruments Directive (MiFID) and the introduction of the Markets in Financial Instruments Regulation (MiFIR).

In addition the third edition also includes a new chapter on regulation and financial disputes in the civil courts. The chapter considers the protection offered consumers under The Financial Services and Markets Act 2000 ("FSMA"). This includes dispute resolution through the Financial Ombudsman Scheme or the Financial Services Compensation Scheme, and, in the context of an authorised firm, a statutory right to claim for breach of rules made by the regulatory authorities and for acting beyond the scope of authorisation under the Act.

This new edition provides very timely analysis of the recent changes in regulatory structure and substance providing valuable insights into the way in which the regulation and rules have and will be interpreted by the various new authorities.

Subjects:
Banking and Finance
Contents:
PART I - REGULATORY STRUCTURE
1. UK Financial Services Reform
2. Statutory Framework for UK Financial Services Regulation
3. European Financial Services
4. International Agreements and Supranational Bodies

PART II - FINANCIAL SERVICES REGULATION
5. The PRA and FCA and the Handbooks of Rules and Guidance
6. Regulatory Processes - Authorisation, Supervision and Enforcement
7. Financial Redress - Complaints, Disputes and Compensation
8. Listing and Public Offers
9. Market Abuse
10. Insider Dealing, and Misleading Statements and Impressions
11. Money Laundering and Financial Crime
12. Regulation and Financial Disputes in the Civil Courts

PART III - FINANCIAL SECTORS AND ACTIVITIES
13. Banks and Banking
14. Insurance Regulation
15. Wholesale Investment Firms
16. Retail Investment Firms
17. Home Finance Transactions
18. Collective Investment Schemes
19. Islamic Financial Services