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Vol 22 No 3 March/April 2017

Book of the Month

Cover of Company Directors: Duties, Liabilities and Remedies

Company Directors: Duties, Liabilities and Remedies

Edited by: Simon Mortimore
Price: £225.00

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UK Public Holiday May 2017

Wildy's will be closed on Monday 1st May and will re-open on Tuesday 2nd May.

Online book orders received during the time we are closed will be processed as soon as possible once we re-open on Tuesday.

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Any non-UK eBook orders placed after 5pm on the Friday 28th April will not be processed until Tuesday 2nd May. UK eBook orders will be processed as normal.

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Hazen's Treatise on the Law of Securities Regulation: Volume 5 7th

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ISBN13: 9780314844521
Published: March 2016
Publisher: Thomson West
Country of Publication: US
Format: Hardback
Price: £35.00



Usually despatched in 1 to 3 weeks.

This is Volume 5 from the 7-Volume Treatise on the Law of Securities Regulation..

Volume 5 covers Chapter 14 Section 45 to Chapter 16 Section 17.

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Subjects:
Other Jurisdictions , Banking and Finance, USA
Contents:
Volume 5

Chapter 14: Market regulation; broker-dealer regulation; credit rating agencies (continued)
Part II. Manipulative practices
Part III. Broker-dealer registration and regulation
Part IV. Broker-dealer sales practices and related obligations
Part V. Private rights of action
Part VI. Regulation of credit rating agencies

Chapter 15: Arbitration of broker-dealer disputes
Part I. Enforceability of predispute arbitration agreements
Part II. Procedures and rules applicable to arbitration proceedings

Chapter 16: Operation of the Securities and Exchange Commission
Part I. SEC enforcement and administrative powers ;