Wildy logo
(020) 7242 5778
enquiries@wildy.com

Wildy’s Book News

Book News cover photo

Vol 21 No 11 Nov/Dec 2016

Book of the Month

Cover of Criminal Injuries Compensation Claims

Criminal Injuries Compensation Claims

Price: £99.95

Pupillage & Student Offers

Special Discounts for Pupils, Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


This book is now Out of Print.
A new edition was published, see:
Investigations and Enforcement isbn 9781845927295

Investigations and Enforcement

Image not available lge

ISBN13: 9780406932518
ISBN: 0406932514
New Edition ISBN: 184592729X
Published: October 2001
Publisher: Bloomsbury Professional
Country of Publication: UK
Format: Paperback
Price: Out of print



Especially designed to emphasise the relevant provisions and implications of the rulebooks with regard to investigations and enforcement procedures, this new title forms part of Butterworths new series of guides to the FSA regime.Investigations and Enforcement will help you steer your way around the relevant provisions of the Financial Services and Markets Act 2000. It explains the FSA's stated policy and rules in related areas and addresses the practical issues that arise, and gives suggestions on how to deal with these issues.Notable features: Clear emphasis and explanation of the practical implications for compliance officers of the new Act All the information you need on enforcement, investigations and the FSA in one volume Benefit from the expertise and experience of seasoned authors, both experts in the fieldThis material is suitalble for compliance officesr, legal counsels, practitioners or students interested in the financial services area. It is an essential reading and a valuable source for reference materials.""

Same book as ISBN:9781845927295

Image not available lge
Subjects:
Banking and Finance
Contents:
1. The Financial Services and markets Act 2000: enforcement and investigations
2. Powers of investigation and challenges to the decision-making of the Financial Services Authority
3. Sanctions and defences
4. Investigations by other agencies
5. Evdence and enforcement
6. Enforcement - pre-trial, trial and disciplinary
7. Overseas regulators and mutual assistance
Index