Subjects:

Other Jurisdictions , Australia, Banking and Finance

Contents:

Australian Securities and Markets Law

The Regulatory Framework

Regulation of Securities Offerings

Continuous Disclosure

Licensing Market Providers

Operation of the ASX

Compensation Regimes for Financial Markets

Licensing of Financial Intermediaries

Mergers and Acquisitions

Market Misconduct, Prohibited Conduct and Short Selling

Insider Trading

ASIC Investigations and Enforcement Actions

Private Securities Class Actions

Securities and Financial Services Law 7th ed is a high-level work of an advanced corporations law subject. The primary focus of the book is the regulatory environment for securities and financial instruments which are traded on listed exchanges. The 7th edition has been completely revised to incorporate new features to make the text more accessible while still maintaining the academic rigour expected from this author team.

Important Features:-

• Restructured format to make the material more accessible
• Comprehensive coverage of securities regulation with a high standard of academic rigour that readers can rely upon
• New chapters to reflect current issues and interest areas