Your email address will be used for Wildy’s marketing materials only. We will never give your email address to any third party.
Special Discounts for Pupils, Newly Called & Students
Browse Secondhand Online
This new edition explains all aspects of US regulation that affect investment management firms and their advisers outside the US, covering not only Securities and Exchange Commission (SEC) regulation but also Commodity Futures Trading Commission (CFTC) and Employee Retirement Income Security Act (ERISA) aspects. It also deals with aspects of broker dealer legislation and regulation that impacts on investment management work. Recent changes have been complex and far reaching. The new edition provides a road map to understanding which regulations now apply in different circumstances and what needs to be done to remain compliant.