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Vol 21 No 11 Nov/Dec 2016

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Criminal Injuries Compensation Claims

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FCA Handbook including Glossary: Excluding Listing, Disclosure and Prospectus Rules

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ISBN13: 9780414045408
Latest Release: November 25, 2016
Publisher: The Stationery Office
Country of Publication: UK
Format: Looseleaf, 23 Volumes
Price: £3325.00
Subscription Type: Annual Subscription
Domestic Renewal Price: £3325.00



This is a Print On Demand Title.
The publisher will print a copy to fulfill your order. Books can take between 1 to 3 weeks. Looseleaf titles between 1 to 2 weeks.

The Financial Services Authority (FSA) is a non-governmental body given statutory powers by the Financial Services and Markets Act 2000 to regulate the financial services industry. It sets standards with which the industry must comply, and gives guidance on those standards. These are set out in the FSA’s Handbook of Rules and Guidance.

The hardcopy of the FSA’s Handbook consists of 23 volumes, available as a complete set or as modules. It contains all the standards imposed by the FSA. It is updated frequently, usually monthly, and this ensures that you have the latest information to hand.

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Subjects:
Banking and Finance, Looseleaf Work
Contents:
Glossary;
* High Level Standards;
PRIN Principles for Businesses;
SYSC Senior Management Arrangements, Systems and Controls;
COND Threshold Conditions;
APER Statements of Principle and Code of Practice for Approved Persons;
FIT The Fit and Proper test for Approved Persons;
GEN General Provisions;
FEES Fees Manual;
* Prudential Standards;
IPRU-BANK Interim Prudential sourcebook for Banks;
IPRU-BSOC Interim Prudential sourcebook for Building Societies;
IPRU-FSOC Interim Prudential sourcebook for Friendly Societies;
IPRU-INS Interim Prudential sourcebook for Insurers;
IPRU-INV Interim Prudential sourcebook for Investment Businesses;
BIPRU Prudential Sourcebook;
GENPRU General Prudential Sourcebook;
INSPRU Prudential Sourcebook for Insurers;
URPU Prudential Sourcebook for UCITS Firms;
MIPRU Prudential Sourcebook for Mortgage and Home Finance Firms and Insurance Intermediatries;
* Business Standards;
COB Conduct of Business;
ICOB Insurance: Conduct of Business;
MCOB Mortgages and Home Finance: Conduct of Business;
CASS Client Assets;
MAR Market Conduct;
TC Training and Competence;
* Regulatory Processes;
SUP Supervision;
DCPP Decision Procedure and Penalties;
* Redress;
DISP Dispute Resolution: Complaints;
COMP Compensation;
COAF Complaints against the FSA;
* Specialist sourcebooks;
COLL New Collective Investment Schemes;
CRED Credit Unions;
ECO Electronic Commerce Directive;
ELM Electronic Money;
PROF Professional Firms;
REC Recognised Investment Exchanges and Recognised Clearing Houses;
* Listing, Prospectus and Disclosure;
LR Listing Rules;
PR Prospectus Rules;
DR Disclosure and Transparency Rules

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