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Vol 22 No 7 July/August 2017

Book of the Month

Cover of Manual of Housing Law

Manual of Housing Law

Price: £60.00

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FCA Handbook including Glossary: Excluding Listing, Disclosure and Prospectus Rules


ISBN13: 9780414045408
Latest Release: August 03, 2017
Publisher: The Stationery Office
Country of Publication: UK
Format: Looseleaf, 23 Volumes
Price: £3325.00
Subscription Type: Annual Subscription
Domestic Renewal Price: £3325.00



This is a Print On Demand Title.
The publisher will print a copy to fulfill your order. Books can take between 1 to 3 weeks. Looseleaf titles between 1 to 2 weeks.

The Financial Services Authority (FSA) is a non-governmental body given statutory powers by the Financial Services and Markets Act 2000 to regulate the financial services industry. It sets standards with which the industry must comply, and gives guidance on those standards. These are set out in the FSA’s Handbook of Rules and Guidance.

The hardcopy of the FSA’s Handbook consists of 23 volumes, available as a complete set or as modules. It contains all the standards imposed by the FSA. It is updated frequently, usually monthly, and this ensures that you have the latest information to hand.

Subjects:
Banking and Finance, Looseleaf Work
Contents:
Glossary;
* High Level Standards;
PRIN Principles for Businesses;
SYSC Senior Management Arrangements, Systems and Controls;
COND Threshold Conditions;
APER Statements of Principle and Code of Practice for Approved Persons;
FIT The Fit and Proper test for Approved Persons;
GEN General Provisions;
FEES Fees Manual;
* Prudential Standards;
IPRU-BANK Interim Prudential sourcebook for Banks;
IPRU-BSOC Interim Prudential sourcebook for Building Societies;
IPRU-FSOC Interim Prudential sourcebook for Friendly Societies;
IPRU-INS Interim Prudential sourcebook for Insurers;
IPRU-INV Interim Prudential sourcebook for Investment Businesses;
BIPRU Prudential Sourcebook;
GENPRU General Prudential Sourcebook;
INSPRU Prudential Sourcebook for Insurers;
URPU Prudential Sourcebook for UCITS Firms;
MIPRU Prudential Sourcebook for Mortgage and Home Finance Firms and Insurance Intermediatries;
* Business Standards;
COB Conduct of Business;
ICOB Insurance: Conduct of Business;
MCOB Mortgages and Home Finance: Conduct of Business;
CASS Client Assets;
MAR Market Conduct;
TC Training and Competence;
* Regulatory Processes;
SUP Supervision;
DCPP Decision Procedure and Penalties;
* Redress;
DISP Dispute Resolution: Complaints;
COMP Compensation;
COAF Complaints against the FSA;
* Specialist sourcebooks;
COLL New Collective Investment Schemes;
CRED Credit Unions;
ECO Electronic Commerce Directive;
ELM Electronic Money;
PROF Professional Firms;
REC Recognised Investment Exchanges and Recognised Clearing Houses;
* Listing, Prospectus and Disclosure;
LR Listing Rules;
PR Prospectus Rules;
DR Disclosure and Transparency Rules

Recent Subscription Releases:

Release
Date
Part Price
Release 19 (Changes came into force between 16 Jul-17 and 15-Aug-17)
August 03, 2017
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Release 18 (Changes came into force between 16 Jun-17 and 15-Jul-17)
July 21, 2017
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Release 17 (Changes came into force between 16 May-17 and 15-Jun-17)
June 07, 2017
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Release 16 (Changes came into force between 16 Apr-17 and 15-May 17)
May 16, 2017
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Release 15 (Changes came into force between 16 Mar-17 and 15-Apr 17)
April 24, 2017
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Release 14 (Changes came into force between 16 Feb-17 and 15-Mar 17)
March 14, 2017
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Release 13 (Changes came into force between 16 Dec-16 and 15-Feb 17)
February 17, 2017
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Release 12 (Changes came into force between 16 Nov-16 and 15-Dec 16)
December 29, 2016
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Release 11 (Changes came into force between 16 Oct-16 and 15-Nov 16)
November 25, 2016
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Release 10 (Changes came into force between 16 Aug-16 and 15-Oct 16)
October 19, 2016
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Release 9 (Changes came into force between 16 Jul-16 and 15-Aug 16)
August 23, 2016
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Release 8 (Changes came into force between 16 Jun-16 and 15 Jul-16)
August 04, 2016
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Release 7 (Changes came into force between 16 May-16 and 15 June-16)
June 30, 2016
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Release 6 (Changes came into force between 114 Apr-16 and 15 May-16)
June 08, 2016
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Release 5 (Changes came into force between 16 Mar-16 and 14 Apr-16)
April 27, 2016
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Release 4 (Changes came into force between 15 Feb-16 to 16 Mar-16)
March 24, 2016
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Release 3 (Changes came into force between 1 Jan-16 to 15 Feb-16)
March 04, 2016
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Release 130
October 15, 2012
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Release 129
September 15, 2012
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Release 128
August 15, 2012
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Release 127
July 15, 2012
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Release 126
June 15, 2012
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Release 125
May 16, 2012
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Release 124
April 20, 2012
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Release 123
March 09, 2012
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Release 122 + Binder for Credit Unions New Sourcebook
February 09, 2012
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Release 121
January 09, 2012
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Release 120
December 09, 2011
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Release 119
November 09, 2011
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Release 118
October 27, 2011
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Release 83
November 30, 2008
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Release 82
October 29, 2008
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Release 81
September 28, 2008
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Release 80
August 27, 2008
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Release 79
July 26, 2008
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Release 78
June 25, 2008
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Release 77
May 23, 2008
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Release 76
May 02, 2008
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Release 75
March 31, 2008
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Release 74
February 27, 2008
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Release : ICOBS Module
February 16, 2008
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Release 73
February 15, 2008
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Release 72
January 14, 2008
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Please contact our subscriptions team if any further information is required.