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Vol 22 No 9 Sept/Oct 2017

Book of the Month

Cover of Corruption and Misuse of Public Office

Corruption and Misuse of Public Office

Price: £225.00

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FCA Handbook including Glossary: Including Listing, Disclosure and Prospectus Rules


ISBN13: 9780414045415
Latest Release: October 12, 2017
Publisher: The Stationery Office
Country of Publication: UK
Format: Looseleaf, 23 Volumes
Price: £3641.00
Subscription Type: Annual Subscription
Domestic Renewal Price: £3641.00



This is a Print On Demand Title.
The publisher will print a copy to fulfill your order. Books can take between 1 to 3 weeks. Looseleaf titles between 1 to 2 weeks.

The Financial Services Authority (FSA) is a non-governmental body given statutory powers by the Financial Services and Markets Act 2000 to regulate the financial services industry. It sets standards with which the industry must comply, and gives guidance on those standards. These are set out in the FSA’s Handbook of Rules and Guidance.

The hardcopy of the FSA’s Handbook consists of 23 volumes, available as a complete set or as modules, containing all the standards imposed by the FSA. It is updated frequently, usually monthly, and this ensures that you have the latest information to hand.

Subjects:
Banking and Finance, Looseleaf Work
Contents:
Glossary;
* High Level Standards;
PRIN Principles for Businesses;
SYSC Senior Management Arrangements, Systems and Controls;
COND Threshold Conditions;
APER Statements of Principle and Code of Practice for Approved Persons;
FIT The Fit and Proper test for Approved Persons;
GEN General Provisions;
FEES Fees Manual;
* Prudential Standards;
IPRU-BANK Interim Prudential sourcebook for Banks;
IPRU-BSOC Interim Prudential sourcebook for Building Societies;
IPRU-FSOC Interim Prudential sourcebook for Friendly Societies;
IPRU-INS Interim Prudential sourcebook for Insurers;
IPRU-INV Interim Prudential sourcebook for Investment Businesses;
BIPRU Prudential Sourcebook;
GENPRU General Prudential Sourcebook;
INSPRU Prudential Sourcebook for Insurers;
URPU Prudential Sourcebook for UCITS Firms;
MIPRU Prudential Sourcebook for Mortgage and Home Finance Firms and Insurance Intermediatries;
* Business Standards;
COB Conduct of Business;
ICOB Insurance: Conduct of Business;
MCOB Mortgages and Home Finance: Conduct of Business;
CASS Client Assets;
MAR Market Conduct;
TC Training and Competence;
* Regulatory Processes;
SUP Supervision;
DCPP Decision Procedure and Penalties;
* Redress;
DISP Dispute Resolution: Complaints;
COMP Compensation;
COAF Complaints against the FSA;
* Specialist sourcebooks;
COLL New Collective Investment Schemes;
CRED Credit Unions;
ECO Electronic Commerce Directive;
ELM Electronic Money;
PROF Professional Firms;
REC Recognised Investment Exchanges and Recognised Clearing Houses;
* Listing, Prospectus and Disclosure;
LR Listing Rules
PR Prospectus Rules;
DR Disclosure and Transparency Rules

Recent Subscription Releases:

Release
Date
Part Price
Release 20 (Changes came into force between 16 Aug-17 and 15 Sep-17)
October 12, 2017
Subscription
Release 19 (Changes came into force between 16 Jul-17 and 15 Aug-17)
August 03, 2017
Subscription
Release 18 (Changes came into force between 16 Jun-17 and 15 Jul-17)
July 21, 2017
Subscription
Release 17 (Changes came into force between 16 May-17 and 15 Jun-17)
June 07, 2017
Subscription
Release 16 (Changes came into force between 16 Apr-17 and 15-May 17)
May 16, 2017
Subscription
Release 15 (Changes came into force between 16 Mar-17 and 15-Apr 17)
April 24, 2017
Subscription
Release 14 (Changes came into force between 16 Feb-17 and 15-Mar 17)
March 16, 2017
Subscription
Release 13 (Changes came into force between 16 Dec-16 and 15-Feb 17)
February 17, 2017
Subscription
Release 12 (Changes came into force between 16 Nov-16 and 15-Dec 16)
December 29, 2016
Subscription
Release 11 (Changes came into force between 16 Oct-16 and 15-Nov 16)
November 25, 2016
Subscription
Release 10 (Changes came into force between 16 Aug-16 and 15-Oct 16)
October 19, 2016
Subscription
Release : Regulatory Guides Binder + Dividers for Sections: COLLG, FC, EG, PERG, RPPD, UNFCOG
September 12, 2016
Subscription
Release 9 (Changes came into force between 16 Jul-16 and 15-Aug 16)
August 23, 2016
Subscription
Release 8 (Changes came into force between 16 Jun-2016 - 15 Jul-2016)
August 04, 2016
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Release 7 (Changes came into force between 16 May 2016 - 15 June 2016)
June 24, 2016
Subscription
Release 6 (Changes came into force between 14 Apr-16 and 15 May-16)
June 08, 2016
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Release 5 (Changes came into force between 16 Mar-16 and 14 Apr-16)
April 27, 2016
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Release 4 (Changes came into force between 15 Feb-16 and 16 Mar-16)
March 24, 2016
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Release 3 (Changes came into force between 1 Jan-16 and 15 Feb-16)
March 04, 2016
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Release 2 (Changes came into force between 6 Nov-15 and 1 Jan-16)
February 01, 2016
Subscription
Release 1 November 2015
December 10, 2015
Subscription
Release 0 Oct 2015: New Release From TSO - New Content
November 16, 2015
Subscription
Release 164 + Letter of imminent removal of PRA Provisions
September 08, 2015
Subscription
Release 163
July 27, 2015
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Release 162
June 26, 2015
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Release 161
June 02, 2015
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Release 160
May 11, 2015
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Release 159
March 18, 2015
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Release 158
February 11, 2015
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Release 157
January 16, 2015
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Release 156
December 15, 2014
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Release 155
November 13, 2014
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Release 154
October 17, 2014
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Release 153
September 30, 2014
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Release 152
August 20, 2014
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Release 151
July 22, 2014
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Release 150
June 13, 2014
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Release 149
May 16, 2014
Subscription
Release 148 + Consumer Credit Sourcebook Binder
April 22, 2014
Subscription
Release 147
March 24, 2014
Subscription
Release 146 + Handbook rules and guidance Binder & PRA Rulebook Binder
February 26, 2014
Subscription
Release 145 Just Listing, Disclosure & Prospectus Rules Pages
January 31, 2014
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Release 144
December 17, 2013
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Release 143
November 12, 2013
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Release 142: Supplementary material
October 29, 2013
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Release 142
October 22, 2013
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Release 141
September 19, 2013
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Release 140 + Investment Funds Sourcebook Binder
August 14, 2013
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Release 139
July 19, 2013
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Release 138
June 17, 2013
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Release 137
May 14, 2013
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Release 136 Errata
May 02, 2013
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Release 136
April 24, 2013
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Release 135
March 12, 2013
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Release 134
February 14, 2013
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Release 133
January 14, 2013
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Release 132 No release this month
December 16, 2012
Subscription
Release 131
November 19, 2012
Subscription

Please contact our subscriptions team if any further information is required.