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Vol 21 No 9 Sept/Oct 2016

Book of the Month

Cover of Goode on Commercial Law

Goode on Commercial Law

Edited by: Ewan McKendrick
Price: £170.00

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Financial Services: Regulating Investment Business 3rd ed

Publication abandoned lge

ISBN13: 9780421965102
Previous Edition ISBN: 0752000411
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Publication Abandoned

Publication abandoned lge
Banking and Finance
Background to regulation.
Financial Services Authority.
Who requires authorisation?
Authorisation for firms.
Approval for individuals.
Marketing investments.
FSA's rules and fiduciary duties.
How FSA regulates firms.
Financial Crime.
Obtaining redress.
Regulation of the UK Equity market.
Regulation of the wholesale market.
Regulation of the retail market.
Regulation of mortgage & insurance business.
Regulation of collective funds.