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Vol 21 No 11 Nov/Dec 2016

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Cover of Criminal Injuries Compensation Claims

Criminal Injuries Compensation Claims

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Financial Services: Regulating Investment Business 3rd ed

Publication abandoned lge

ISBN13: 9780421965102
Previous Edition ISBN: 0752000411
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Publication Abandoned



Publication abandoned lge
Subjects:
Banking and Finance
Contents:
Background to regulation.
Financial Services Authority.
Who requires authorisation?
Authorisation for firms.
Approval for individuals.
Marketing investments.
FSA's rules and fiduciary duties.
How FSA regulates firms.
Enforcement.
Financial Crime.
Obtaining redress.
Regulation of the UK Equity market.
Regulation of the wholesale market.
Regulation of the retail market.
Regulation of mortgage & insurance business.
Regulation of collective funds.