Wildy logo
(020) 7242 5778

Wildy’s Book News

Book News cover photo

Vol 21 No 12 Dec 16/Jan 17

Book of the Month

Cover of The UK Supreme Court Yearbook Volume 7: 2016

The UK Supreme Court Yearbook Volume 7: 2016

Edited by: Daniel Clarry, Christopher Sargeant
Price: £90.00

Pupillage & Student Offers

Special Discounts for Pupils, Newly Called & Students

Read More ...

Secondhand & Out of Print

Browse Secondhand Online


Financial Services: Regulating Investment Business 3rd ed

Publication abandoned lge

ISBN13: 9780421965102
Previous Edition ISBN: 0752000411
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Publication Abandoned

Publication abandoned lge
Banking and Finance
Background to regulation.
Financial Services Authority.
Who requires authorisation?
Authorisation for firms.
Approval for individuals.
Marketing investments.
FSA's rules and fiduciary duties.
How FSA regulates firms.
Financial Crime.
Obtaining redress.
Regulation of the UK Equity market.
Regulation of the wholesale market.
Regulation of the retail market.
Regulation of mortgage & insurance business.
Regulation of collective funds.