Wildy logo
(020) 7242 5778
enquiries@wildy.com

Wildy’s Book News

Book News cover photo

Vol 21 No 11 Nov/Dec 2016

Book of the Month

Cover of Criminal Injuries Compensation Claims

Criminal Injuries Compensation Claims

Price: £99.95

Pupillage & Student Offers

Special Discounts for Pupils, Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Fundamentals of Securities Regulation 5ed with 2011 Supplement

Image not available lge

ISBN13: 9780735541993
ISBN: 073554199X
Published: December 2003
Publisher: Aspen Publishers
Country of Publication: USA
Format: Hardback & Supplement
Price: Out of print



Fundamentals of Securities Regulation gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes’ 11-volume, landmark treatise Securities Regulation —consolidated into one comprehensive volume. Distilling the essence of Loss, Seligman, and Paredes’ 11-Volume master work, this 1,600-page volume reviews and analyzes the most significant aspects of securities regulation and gives you the quick answers you need...when you need them.

Fundamentals of Securities Regulation details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a single volume. Through annual supplementation, you’ll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. You will benefit from current coverage of:-

  • The SEC’s amendments to the executive compensation and related-party disclosure rules
  • The SEC’s revised shelf offering process
  • The SEC’s amendments to its accelerated filer deadlines for large accelerated filers
  • The SEC’s approval of the application of the Nasdaq to become a national securities exchange
  • Comprehensive amendment of the SEC’s penny stock rules
  • The SEC’s proposed amendments to the tender offer best price Rules 13e-4 and 14d-10
  • Case developments including Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, Kircher v. Putnam Funds Trust, and Dura Pharmaceuticals v. Broudo
Note the main volume was published in 2003 and has annual supplements (charged separately), usually published in November.

Image not available lge
Subjects:
Other Jurisdictions , USA
Contents:
1. BACKGROUND OF THE SEC STATUTES
2. FEDERAL REGULATION OF THE DISTRIBUTION OF SECURITIES
3. COVERAGE OF THE SECURITIES ACT OF 1933: DEFINITIONS AND EXEMPTIONS
4. PROTECTIVE COMMITTEE REFORM: THE TRUST INDENTURE ACT OF 1939 AND SEC FUNCTIONS UNDER THE BANKRUPTCY CODE
5. CONTROL CONCEPTS UNDER THE SEC STATUTES
6. REGISTRATION AND POSTREGISTRATION PROVISIONS OF THE 1934 ACT
7. REGULATION OF THE SECURITIES MARKETS
8. REGULATION OF BROKERS, DEALERS, AND INVESTMENT ADVISERS
9. FRAUD
10. MANIPULATION
11. CIVIL LIABILITY
12. GOVERNMENT LITIGATION
13. SEC ADMINISTRATIVE LAW
14. CONFLICT OF LAWS, PROCEDURAL ASPECTS, AND GLOBALIZATION;