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Vol 21 No 11 Nov/Dec 2016

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The Securities Regulatory Handbook 1998 -1999 ed

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ISBN13: 9780765602695
ISBN: 0765602695
Published: June 2000
Publisher: M.E. Sharpe
Format: Paperback
Price: Out of print



This handbook guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and recent interpretation of bank securities covering underwriting, trading and dealing.

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