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Wildy’s Book News

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Vol 22 No 4 April/May 2017

Book of the Month

Cover of Whistleblowing: Law and Practice

Whistleblowing: Law and Practice

Price: £175.00

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UK Public Holiday May 2017

Wildy's will be closed on Monday 29th May and will re-open on Tuesday 30th May.

Online book orders received during the time we are closed will be processed as soon as possible once we re-open on Tuesday.

As usual Credit Cards will not be charged until the order is processed and ready to despatch.

Any non-UK eBook orders placed after 5pm on the Friday 26th May will not be processed until Tuesday 30th May. UK eBook orders will be processed as normal.

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Operating in a Regulated Environment

ISBN13: 9780852976845
ISBN: 0852976844
Published: April 2002
Publisher: Financial World Publishing
Format: workbook / worksheets
Price: £40.00

Any investment adviser seeking to advise a client must understand the impact of regulations on the provision of services for investment customers.;Taking the Financial Services Act 1986 as its starting point, this workbook examines in detail how financial regulation affects investment decisions and protects customers. It also explains the responsibilities and operation of the compliance department within member firms and the monitoring methodology required. Significant coverage is devoted to associated legislation on everything from consumer credit to the City code on take-overs and acquisitions.