Butterworths Securities and Financial Services Law Handbook 2009 10th ed

Subjects:

Banking and Finance, Butterworths Handbooks, Key Annual Titles

Contents:

New to this edition:- ;

Limited Partnerships Act 1907; Bank of England Act 1998 (Note); Limited Liability Partnerships Act 2000; Banking (Special Provisions) Act 2008; Dormant Bank and Building Society Accounts Act 2008; Counter-Terrorism Act 2008, Sch 7; Banking Act 2009; Limited Liability Partnerships (Forms) Regulations 2001 (Note), SI 2001/927; Limited Liability Partnerships (Scotland) Regulations 2001, SSI 2001/128; Limited Liability Partnerships (Forms) Regulations 2002, SI 2002/690 (Note); Limited Liability Partnerships (No 2) Regulations 2002, SI 2002/913; Limited Liability Partnerships (Particulars of Usual Residential Address) (Confidentiality Orders) Regulations 2002, SI 2002/915; Compensation (Exemptions) Order 2007, SI 2007/209; Administrative Justice and Tribunals Council (Listed Tribunals) Order 2007 (Note), SI 2007/2951; Regulated Covered Bonds Regulations 2008, SI 2008/346; Northern Rock plc Transfer Order 2008, SI 2008/432; Northern Rock plc Compensation Scheme Order 2008, SI 2008/718; Proceeds of Crime Act 2002 (Investigations in England, Wales and Northern Ireland: Code of Practice) Order 2008, SI 2008/946; Cash Ratio Deposits (Value Bands and Ratios) Order 2008, SI 2008/1344; Cancellation of Contracts made in a Consumer’s Home or Place of Work etc Regulations 2008, SI 2008/1816; Proceeds of Crime Act 2002 (Disclosure of Information) Order 2008, SI 2008/1909; Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008, SI 2008/1911; Proceeds of Crime Act 2002 (Investigative Powers of Prosecutors in England, Wales and Northern Ireland: Code of Practice) Order 2008, SI 2008/1978; Bradford & Bingley plc Transfer of Securities and Property etc Order 2008, SI 2008/2546; Heritable Bank plc Transfer of Certain Rights and Liabilities Order 2008, SI 2008/2644; Transfer of Rights and Liabilities to ING Order 2008, SI 2008/2666 Landsbanki Freezing Order 2008, SI 2008/2668; Kaupthing Singer & Friedlander Limited Transfer of Certain Rights and Liabilities Order 2008, SI 2008/2674; Takeover Code (Concert Parties) Regulations 2008, SI 2008/3073 Bradford & Bingley plc Compensation Scheme Order 2008, SI 2008/3249 Kaupthing Singer & Friedlander Limited (Determination of Compensation) Order 2008, SI 2008/3250; Heritable Bank plc (Determination of Compensation) Order 2008, SI 2008/3251; Payment Services Regulations 2009, SI 2009/209; 85/577/EEC Council Directive to protect the consumer in respect of contracts negotiated away from business premises; Commission Recommendation on the electronic network of officially appointed mechanisms for the central storage of regulated; information referred to in Directive 2004/109/EC of the European Parliament and of the Council; Prevention of Money Laundering/Combating the Financing of Terrorism: Guidance for the UK Financial Sector – Part I (December 2007); Prevention of Money Laundering/Combating the Financing of Terrorism: Guidance for the UK Financial Sector – Part II (December 2007); JMLSG Guidance on Equivalent Jurisdictions (August 2008); JMLSG Guidance on Equivalent Markets (January 2009); BERR Regulators' Compliance Code; Banking Act 2009 (Commencement No 1) Order 2009, SI 2009/296; Kaupthing Singer & Friedlander Limited Transfer of Certain Rights and Liabilities (Amendment) Order 2009, SI 2009/308; Heritable Bank plc Transfer of Certain Rights and Liabilities (Amendment) Order 2009, SI 2009/310; Banking Act 2009 (Bank Administration) (Modification for Application to Banks in Temporary Public Ownership) Regulations 2009, SI 2009/312; Banking Act 2009 (Bank Administration) (Modification for Application to Multiple Transfers) Regulations 2009, SI 2009/313; Bank Administration (Sharing Information) Regulations 2009, SI 2009/314; Banking Act 2009 (Parts 2 and 3 Consequential Amendments) Order 2009, SI 2009/317; Banking Act 2009 (Third Party Compensation Arrangements for Partial Property Transfers) Regulations 2009, SI 2009/319; Bradford & Bingley plc Transfer of Securities and Property etc (Amendment) Order 2009, SI 2009/320; Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009, SI 2009/322

Butterworths Securities & Financial Services Law Handbook 2009 10th edition is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry.

All of the relevant statutory instruments made under FSMA 2000 are set out as amended in Sections A and B of Part III. There is an Appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect.

To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation.

All lawyers, compliance officers and regulators working in the financial services field will find that Butterworths Financial Services Law Handbook provides a portable, up-to-date and indispensable reference source.