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Vol 21 No 9 Sept/Oct 2016

Book of the Month

Cover of Goode on Commercial Law

Goode on Commercial Law

Edited by: Ewan McKendrick
Price: £170.00

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Secondhand & Out of Print

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This book is now Out of Print.
A new edition has been published, the details can be seen here:
U.S. Regulation of the International Securities and Derivatives Markets 11th ed isbn 9781454851257

U.S. Regulation of the International Securities and Derivatives Markets 10th ed

ISBN13: 9781454801207
New Edition ISBN: 9781454851257
Previous Edition ISBN: 9780735568167
Published: December 2011
Publisher: Aspen Publishers
Country of Publication: USA
Format: Looseleaf, 2 Volumes
Price: Out of print

U.S. Regulation of the International Securities and Derivatives Markets, 10th edition provides comprehensive analysis of the application of U.S. securities and commodities laws to participants and transactions in securities and derivatives in the international capital and financial markets.

The book provides in-depth analysis of the legal framework for all types of securities offerings- from registered IPOs to Rule 144A offerings and from common stock to highly structured instruments. It also offers guidance on U.S. regulations governing securities brokers and dealers, foreign banks, investment companies and investment advisers, as well as futures commission merchants, dealers in swaps and security-based swaps, major participants in swaps and security-based swaps, commodity pool operators and commodity trading advisers.

The book was authored by a team of attorneys at Cleary Gottlieb Steen & Hamilton LLP, renowned as one of the foremost law firms in international finance.

Download prelim pages and full Table of Contents

Note from Wildy & Sons: This title is published in ring-binders for ease of use, but does not have an updating service. When the contents need updating an entire new edition will be published. In the rare event that an update is published to this edition all customers that have purchased a copy from us will of course be notified.

Other Jurisdictions , Banking and Finance, USA
Volume 1
Part One
Statutory and Regulatory Framework
SEC Registration Process for U.S. Public Offerings by Foreign Issuers
Foreign Issuer Disclosure in the U.S. Public Securities Market
Obligations of Reporting Foreign Issuers and Their Shareholders
Private Offerings in the US by Foreign Issuers
Financings Outside the US
Selected Practical Issues in Cross-Border Offerings
Selected EU Financial Services Directives on Securities Offerings and Ongoing Reporting
Reporting of Large Shareholdings, Tender and Exchange Offers and Business Combinations
The US-Canadian Multijurisdictional Disclosure Systems
Enforcement of the US Securities Laws
Part Two
Classification of Securities and Derivative Instruments
Key Considerations for Derivatives End Users
Foreign and Foreign-Owned Broker-Dealers and Futures Commission Merchants
Volume Two
Foreign and Foreign-Owned Swap and Security-Based Swap Dealers
Foreign and Foreign-Owned Major Participants in Swaps and Security-Based Swaps
Foreign and Foreign-Owned Investment Advisers and Commodity Trading Advisers
Foreign Investment Companies and Commodity Pool Operators
Major Banking Law Considerations for Banks and Other Financial Companies in the International Securities Business
Guide to Locating Relevant Forms, Statutes, Rules and Regulations
Prospective Directive (2003/71/EC)
Prospective Regulation (EC No 809/2004)
Market Abuse Directive (2003/6/EC)
Markets in Financial Instruments Directive (2004/39/EC)
Amending Directive (2010/73/EU)
MIFID Implementing Directive (2006/73/EC)
MIFID Implementing Regulation (EC No 1287/2006)
Table of Cases
Tables of SEC Releases
Table of No-Action Letters
Table of Federal Reserve Board Orders
Table of CFTC Interpretative Letters