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This book is now Out of Print.
A new edition has been published, the details can be seen here:
Regulation of International Finance 2nd ed: Volume 9 isbn 9780414044739

Regulation of International Finance 1st ed


ISBN13: 9781847032126
New Edition ISBN: 9780414044739
Published: August 2007
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Out of print



Volume 7 in the Law & Practice of International Finance Series

This volume provides an in-depth analysis of the substantive issues affecting the regulation of international finance, from authorisation of banks and investment firms, exchanges and settlement systems to financial supervision and capital adequacy.

  • Examines the underlying principles and policies of financial regulation
  • Contains a large number of snapshot surveys of individual countries’ regulatory regimes
  • Reviews the regulation of banks, investment firms, broker-dealers, investment managers and advisers
  • Covers the regulation of exchanges
  • Deals with the conduct of business by financial firms, including conflicts of interest and client assets
  • Covers the regulation of prospectuses
  • Surveys collective investment schemes and hedge funds
  • Deals with market manipulation, insider dealing and other market abuse
  • Surveys financial supervision and capital adequacy
  • Provides commentaries on relevant documentation

Subjects:
Banking and Finance
Contents:
1. Principles and policies of financial regulation
2. History of financial regulation
3. Country and EU Summaries
4. Authorisation of banks and investment firms
5. Exchanges and settlement systems
6. Conduct of business by financial firms
7. Trusts, custodianship and client assets
8. Regulation of prospectuses
9. Prospectus liability
10. Prospectus due diligence
11. Prospectus contents
12. Collective investment schemes and hedge funds
13. Investment frauds: market manipulation and insider dealing
14. Money - laundering
15. Financial supervision and capital adequacy
16. Sanctions and enforcement
17.Jurisdiction and territorial scope of regulation, governing law;