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Vol 21 No 11 Nov/Dec 2016

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A new edition is due, details can be seen here:
Regulation of International Finance 2nd ed isbn 9780414044739

Regulation of International Finance 1st ed


ISBN13: 9781847032126
New Edition ISBN: 9780414044739
Published: August 2007
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: £360.00



Low stock.

Volume 7 in the Law & Practice of International Finance Series

This volume provides an in-depth analysis of the substantive issues affecting the regulation of international finance, from authorisation of banks and investment firms, exchanges and settlement systems to financial supervision and capital adequacy.

  • Examines the underlying principles and policies of financial regulation
  • Contains a large number of snapshot surveys of individual countries’ regulatory regimes
  • Reviews the regulation of banks, investment firms, broker-dealers, investment managers and advisers
  • Covers the regulation of exchanges
  • Deals with the conduct of business by financial firms, including conflicts of interest and client assets
  • Covers the regulation of prospectuses
  • Surveys collective investment schemes and hedge funds
  • Deals with market manipulation, insider dealing and other market abuse
  • Surveys financial supervision and capital adequacy
  • Provides commentaries on relevant documentation

Subjects:
Banking and Finance
Contents:
1. Principles and policies of financial regulation
2. History of financial regulation
3. Country and EU Summaries
4. Authorisation of banks and investment firms
5. Exchanges and settlement systems
6. Conduct of business by financial firms
7. Trusts, custodianship and client assets
8. Regulation of prospectuses
9. Prospectus liability
10. Prospectus due diligence
11. Prospectus contents
12. Collective investment schemes and hedge funds
13. Investment frauds: market manipulation and insider dealing
14. Money - laundering
15. Financial supervision and capital adequacy
16. Sanctions and enforcement
17.Jurisdiction and territorial scope of regulation, governing law;

Series: Law and Practice of International Finance

Regulation of International Finance 2nd ed ISBN 9780414044739
To be published October 2018
Sweet & Maxwell Ltd
£225.00
Set-Off and Netting, Derivatives, Clearing System 3rd ed ISBN 9780414044746
To be published October 2018
Sweet & Maxwell Ltd
£195.00
Conflict of Laws and International Finance 2nd ed ISBN 9780414044685
To be published October 2018
Sweet & Maxwell Ltd
£225.00
Project Finance, Securitisations, Subordinated Debt 3rd ed ISBN 9780414044722
To be published October 2018
Sweet & Maxwell Ltd
£170.00
Principles of International Insolvency 3rd ed ISBN 9780414044708
To be published October 2018
Sweet & Maxwell Ltd
£265.00
The Law and Practice of International Finance: University edition 2nd ed ISBN 9780414023215
To be published October 2018
Sweet & Maxwell Ltd
£41.95
Comparative Law of Security Interests and Title Finance 3rd ed ISBN 9780414044753
To be published October 2018
Sweet & Maxwell Ltd
£245.00
International Loans, Bonds, Guarantees, Legal Opinions 3rd ed ISBN 9780414044692
To be published October 2018
Sweet & Maxwell Ltd
£265.00
The Law and Practice of International Finance: University edition ISBN 9781847032553
Published January 2008
Sweet & Maxwell Ltd
£41.95
The Law and Practice of International Finance: University edition (eBook) ISBN 9780414050112
Published January 2008
Sweet & Maxwell Ltd
£41.95 + £8.39 VAT
(ProView)
Buy
Maps of World Financial Law 6th ed ISBN 9781847033420
Published January 2008
Sweet & Maxwell Ltd
Out of print
£55.00 + £5.50 VAT
(ProView)
Buy
The Law and Practice of International Finance 2nd ed: Set of 7 Volumes ISBN 9781847032140
Published August 2007
Sweet & Maxwell Ltd
£2100.00
Conflict of Laws and International Finance 1st ed ISBN 9781847032072
Published July 2007
Sweet & Maxwell Ltd
£369.00
Comparative Law of Security Interests and Title Finance 2nd ed ISBN 9781847032065
Published July 2007
Sweet & Maxwell Ltd
£405.00
Principles of International Insolvency 2nd ed ISBN 9781847032102
Published June 2007
Sweet & Maxwell Ltd
£405.00
Project Finance, Securitisations, Subordinated Debt 2nd ed ISBN 9781847032119
Published June 2007
Sweet & Maxwell Ltd
£270.00
Set-Off and Netting, Derivatives, Clearing System 2nd ed ISBN 9781847032133
Published June 2007
Sweet & Maxwell Ltd
£329.00
International Loans Bonds, Guarantees, Legal Opinions 2nd ed ISBN 9781847032089
Published June 2007
Sweet & Maxwell Ltd
£329.00