Subjects:

Banking and Finance

Written by leading legal and industry practitioners and regulators from across the EU this new title offers detailed information about the application and enforcement of MiFID’s rules. This Special Report provides comprehensive, authoritative, and practical analysis and guidance of the new EU regime for the regulation of financial services, following the implementation in the Member States of the Markets in Financial Instruments Directive 2004 (MiFID) and its implementing measures (the MiFID regime).

This book provides detailed analysis of key areas including:

• Transparency Obligations of Regulated Markets, MTFs, and Systematic Internalisers
• New codes of conduct for EU investment services firms, including client classification
• New best execution rules
• Internal organisation of investment services firms
• Conflicts of interest
• Regulation of outsourcing
• New tied agents’ regime