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Vol 23 No 5 May/June 2018

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Drafting Commercial Agreements

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Financial Services Compliance Toolkit Looseleaf & CD-ROM

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ISBN13: 9781860899775
ISBN: 1860899773
Published: July 2003
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Looseleaf & CD-ROM
Price: Out of print

The Financial Services Compliance Toolkit is an essential, practical guide to FSA compliance. This fresh approach is written specifically for IFAs and authorised professional firms and covers all the key FSA requirements in three easy-to-navigate sections: strategy, conducting business and sustaining competence. Each chapter comes with a unique compliance kit - a wealth of templates and checklists, designed for busy compliance managers and practitioners.