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Vol 21 No 9 Sept/Oct 2016

Book of the Month

Cover of Goode on Commercial Law

Goode on Commercial Law

Edited by: Ewan McKendrick
Price: £170.00

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SEC Regulation Outside the United States 6th ed

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ISBN13: 9781904339953
Previous Edition ISBN: 1904339549
Published: February 2008
Publisher: Risk Books
Country of Publication: UK
Format: Hardback
Price: £92.50

Despatched in 4 to 6 days.

The sixth edition of this seminal work - the only publication of its kind in the world – gives you a practical approach to the key issues facing global market participants.

These include:-

  • SEC practice,
  • public offers with US-registered tranches,
  • private placements,
  • cross-border M&A activities,
  • the regulation of non-US money managers and hedge fund advisors,
  • broker-dealer regulation and exemptions,
  • exemptions for offering hedge funds to US persons,
  • compliance with SEC requirements for non-US advisers
  • and broker dealers and key regulatory and enforcement actions involving the Foreign Corrupt Practices Act, insider trading, hedge fund fraud and other matters.