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Vol 23 No 1 Jan/Feb 2018

Book of the Month

Cover of The Law of Privilege

The Law of Privilege

Edited by: Bankim Thanki
Price: £195.00

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Secondhand & Out of Print

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This book is now Out of Print.
A new edition has been published, the details can be seen here:
A Practitioner's Guide to the UK Financial Services Rulebooks 6th ed isbn 9780414027480

A Practitioner's Guide to the FSA Handbook 5th ed

Edited by: Ruth Fox

ISBN13: 9781905121250
New Edition ISBN: 9780414027480
Previous Edition ISBN: 9781905121083
Published: March 2008
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Paperback
Price: Out of print

A Practitioner’s Guide to the FSA Handbook 5th edition has been fully updated and extensively revised to include significant changes following on from the implementation of MiFID, the advent of NewCOB, the move towards More Principles Based Regulation and the Treating Customers Fairly initiative.

Banking and Finance
Introduction - the Regulatory Landscape
Chapter 1: The Role and Statutory Powers of the FSA
Chapter 2: The FSA's High Level Principles
Chapter 3: The Approved Persons Regime, Training and Competence
Chapter 4: Prudential Rules and Guidance - Harmonisation and Differentiation
Chapter 5: Conduct of Business
Chapter 6: Market Conduct and Market Abuse Regime
Chapter 7: Money Laundering
Chapter 8: Authorisation and Supervision Processes
Chapter 9: Discipline and Enforcement
Chapter 10: Consumer Relations: Complaints and Compensation