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Wildy’s Book News

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Vol 22 No 4 April/May 2017

Book of the Month

Cover of Whistleblowing: Law and Practice

Whistleblowing: Law and Practice

Price: £175.00

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UK Public Holiday May 2017

Wildy's will be closed on Monday 29th May and will re-open on Tuesday 30th May.

Online book orders received during the time we are closed will be processed as soon as possible once we re-open on Tuesday.

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Compliance Im Wertpapierdienst-Leistungskonzern

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ISBN13: 9783899490466
ISBN: 3899490460
Published: April 2003
Publisher: Walter de Gruyter & Co
Format: Hardback
Price: £118.00

Despatched in 9 to 11 days.

Credit and financial services institutions are obliged to ensure that laws, regulations and practices in securities operations are abided by, especially conflicts of interest are avoided and insider information are not disclosed dishonestly - summarized under the term Compliance according to article 33 section 1 1WpHG (German Securities Trading Law). The author answers questions resulting from this obligation with a dogmatic foundation and makes fundamental proposals for contemporary Compliance practice.

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