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Wildy’s Book News

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Vol 22 No 3 March/April 2017

Book of the Month

Cover of Company Directors: Duties, Liabilities and Remedies

Company Directors: Duties, Liabilities and Remedies

Edited by: Simon Mortimore
Price: £225.00

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Compliance Im Wertpapierdienst-Leistungskonzern

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ISBN13: 9783899490466
ISBN: 3899490460
Published: April 2003
Publisher: Walter de Gruyter & Co
Format: Hardback
Price: £118.00



Despatched in 9 to 11 days.

Credit and financial services institutions are obliged to ensure that laws, regulations and practices in securities operations are abided by, especially conflicts of interest are avoided and insider information are not disclosed dishonestly - summarized under the term Compliance according to article 33 section 1 1WpHG (German Securities Trading Law). The author answers questions resulting from this obligation with a dogmatic foundation and makes fundamental proposals for contemporary Compliance practice.

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