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Previously called Financial Services Authority Regulation and Risk-based Compliance, the third edition of
Financial Services Regulation and Risk-based Complianceprovides an analysis of the source and operation of risk-based compliance regulation in the UK Financial Services industry.
With financial services regulation in the UK having undergone significant restructuring since the second edition with the introduction of the FCA and PRA to replace the FSA, this new edition has been extensively rewritten and restructured in response to these changes and covers: