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This book is now Out of Print.
A new edition was published, see:
Securities and Financial Services Law 9th ed isbn 9780409343069

Securities and Financial Services Law 8th ed


ISBN13: 9780409330281
New Edition ISBN: 9780409343069
Previous Edition ISBN: 9780409324334
Published: November 2012
Publisher: LexisNexis Australia
Country of Publication: Australia
Format: Paperback
Price: Out of print



Securities and Financial Services Law is a high-level work of an advanced corporations law subject. The primary focus of the book is the regulatory environment for securities and financial instruments which are traded on listed exchanges. The 8th edition has been updated to include the new freedoms of financial advice reforms and incorporates new features to make the text more accessible while still maintaining the academic rigour expected from this author team.

Subjects:
Other Jurisdictions , Banking and Finance, Australia
Contents:
Part 1 Introduction
1. Regulating securities and markets
2. Administration of the securities and financial services laws
3. The statutory definitions

Part 2 Issuers
4. Regulation of securities offerings
5. Conducting a regulated securities offer
6. Offering financial products other than securities
7. Continuous disclosure
8. Liability for defective disclosure
9. Investor claims for defective disclosure

Part 3 Markets
10. Licensing of market providers
11. Regulation of market participants in the securities markets
12. Enforceability of the ASX Listing Rules

Part 4 Intermediaries
13. Licensing financial intermediaries
14. The relationship between financial services licensees and their clients

Part 5 Market Conduct
15. Mergers and acquisitions
16. Market misconduct, prohibited conduct and short selling
17. Insider trading