Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Spencer Bower and Handley: Res Judicata

Spencer Bower and Handley: Res Judicata

Hon Patrick Keane KC
Price: £449.99

More Information

Lord Denning: Life, Law and Legacy



  


Welcome to Wildys

Watch


NEW EDITION Pre-order The Law of Rights of Light 2nd ed



 Jonathan Karas


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Law and Regulation of Investment Management 3rd ed (eBook)

Dick Frase

ISBN13: 9780414077034
Published: July 2019
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: eBook (ProView)
Price: £315.00
The amount of VAT charged may change depending on your location of use.


The sale of some eBooks are restricted to certain countries. To alert you to such restrictions, please select the country of the billing address of your credit or debit card you wish to use for payment.

Billing Country:


Sale allowed in
Anguilla, Antigua and Barbuda, Aruba, Austria, Bahamas, Barbados, Belgium, Bermuda, Bulgaria, Cayman Islands, Croatia, Cuba, Cyprus, Czech Republic, Denmark, Dominica, Dominican Republic, Finland, France, Germany, Gibraltar, Greece, Grenada, Guadeloupe, Guernsey, Guyana, Haiti, Hungary, Ireland, Italy, Jamaica, Jersey, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, Martinique, Montserrat, Netherlands, Poland, Portugal, Puerto Rico, Romania, Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines, Slovakia, Slovenia, Spain, Sweden, Trinidad and Tobago, Turks and Caicos Islands, United Kingdom, Virgin Islands (British), Virgin Islands (U.S.)

Sorry, due to territorial restrictions applied by the publisher we are unable to supply this eBook to United States.



Law and Regulation of Investment Management is an essential guide to the legal issues raised by investment management, including the nature of client services relationships, conflicts of interest and corporate governance, custody, contractual matters, and fiduciary duties.

  • Provides a complete guide to the law and regulation of investment management
  • Looks at the nature of the client services relationship
  • Considers internal compliance and the ramifications of conflicts of interest and information barriers
  • Examines the legal issues raised by settlement and custody
  • Discusses the fiduciary duties that arise through investment management
  • Looks at the contractual issues of the investment mandate
  • Provides an overview of key US legislation
  • Deals with investment management in the US, France, Germany, Luxembourg, Ireland and Hong Kong
  • Covers specialist areas such as Hedge Funds, closed ended funds, private equity funds
  • Includes analysis of national and international case law
  • Provides commentary and analysis on national and international legislation
New to this edition:

  • Examines the new regulatory structure post-MiFID II
  • Considers changes under AIFMD
  • Covers RTS and ITS under SFTR and amendments to related EMIR RTS
  • Includes updated case law

Subjects:
Banking and Finance, eBooks
Contents:
PART 1. THE MANAGEMENT SERVICE
1. Overview of Management Industry
2. Authorisation and Regulation
3. Judgement and Advice
4. The Management Contract

PART 2. CLIENTS
5. Overview
6. Legal Nature of the Client Relationship
7. The Regulatory Client
8. Fiduciaries and Conflicts
9. Pensions Clients

PART 3. MARKETING FACING
10. Implementation
11. Custody
12. Market Abuse

PART 4. PRODUCTS
13. The Investment Portfolio
14. Investment Funds
15. UCITS Regulation
16. Alternative Funds
17. Private Equity Funds & Real Estate

PART 5. JURISDICTIONS
18. France
19. Germany
20. USA
21. UA Futures
22. Ireland
23. Luxembourg
24. Hong Kong