Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of The Law of Privilege

The Law of Privilege

Edited by: Bankim Thanki KC, Tamara Oppenheimer KC
Price: £250.00

Land Registration Manual
4th ed




 Ash Jones


Welcome to Wildys

Watch


Judicial Cooperation in Commercial Litigation 3rd ed (The British Cross-Border Financial Centre World)



 Ian Kawaley, David Doyle, Shade Subair Williams


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Financial Services: Regulating Investment Business 3rd ed


ISBN13: 9780421965102
Previous Edition ISBN: 0752000411
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Publication Abandoned



Subjects:
Banking and Finance
Contents:
Background to regulation.
Financial Services Authority.
Who requires authorisation?
Authorisation for firms.
Approval for individuals.
Marketing investments.
FSA's rules and fiduciary duties.
How FSA regulates firms.
Enforcement.
Financial Crime.
Obtaining redress.
Regulation of the UK Equity market.
Regulation of the wholesale market.
Regulation of the retail market.
Regulation of mortgage & insurance business.
Regulation of collective funds.