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Vol 25 No 1 Jan/Feb 2020

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This book is now Out of Print.
A new edition has been published, the details can be seen here:
Compliance and Ethics in Law Firms: A Guide for Legal Support Staff 2nd ed isbn 9781784461157

Compliance and Ethics in Law Firms: A Guide for Legal Support Staff

ISBN13: 9781784460341
New Edition ISBN: 9781784461157
Published: October 2015
Publisher: Law Society Publishing
Country of Publication: UK
Format: Paperback
Price: Out of print

In stock.

One of the key features of outcomes focused regulation is the expectation that everyone working in a law firm will demonstrate ethical and professional behaviours. The Principles of the SRA Code of Conduct 2011 underpin all aspects of practice.

Not only do solicitors need to be aware of their professional conduct duties, but all other members of the firm regardless of job title or qualification must also understand the principles. Getting this wrong can not only damage a firm’s client relationships, but it can also lead to legal/regulatory action, professional indemnity implications, and loss of reputation.

Compliance and Ethics in Law Firms is a practical book which can be used by everyone who works in a law firm as it provides both a useful reminder of essential requirements for solicitors and an introduction to conduct, ethics and compliance obligations for non-legally trained members of the firm.

Legal Practice Management, Professional Conduct and Ethics
1. Introduction
2. The regulatory landscape
3. The SRA Handbook
4. The SRA Principles
5. Understanding outcomes focused regulation
6. The SRA Code - essentials for all staff
7. Other conduct requirements
8. Complying with the SRA Accounts Rules
9. Practising certificates,job titles and the risks of holding out
10. Key legislation for law firms
11. Compliance in a nutshell