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Getting the Deal Equity Through: Financial Services Compliance 2019

Edited by: Annette L Nazareth

ISBN13: 9781838620943
Previous Edition ISBN: 9781912377404
Published: April 2019
Publisher: Getting the Deal Through
Country of Publication: UK
Format: Paperback, A4
Price: Out of print



Low stock.

Financial Services Compliance will assist those who represent or are engaged with globally active institutions in navigating the regulatory requirements and frameworks of multiple jurisdictions. Topics covered with local expert insight include regulation and enforcement; registration or authorisation regimes; the powers of national financial services authorities; director duties and accountability; typical sanctions imposed for violations; applicability of private rights of action; required standard of care; importance of gatekeepers; and approach to cross-border issues.

Subjects:
Other Jurisdictions
Contents:
Introduction
EU overview

Jurisdictions
•Australia
•Brazil
•Canada
•Germany
•Hong Kong
•Italy
•Japan
•Portugal
•Singapore
•Spain
•Switzerland
•United Kingdom
•United States