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Banking and Financial Services Regulation 3rd ed

ISBN13: 9781845924010
ISBN: 1845924010
Previous Edition ISBN: 0406949875
Published: July 2002
Publisher: Bloomsbury Professional
Country of Publication: UK
Format: Hardback
Price: Out of print

Original isbn - 0406949875
The 3rd edition of Banking and Financial Services Regulation provides detailed analysis and practical guidance on the UK regulatory system as it affects banking and financial services. The book has been written by a team of well known authors comprising practising lawyers, compliance officers, in-house counsel and academics.

Banking and Finance
Banks and the Regulatory Regime
The Financial Services Authority and Financial Services and Markets Act
Regulated Activities - Banking and Investment Business
Other Regulated Activities
Authorisation and Approved Persons
Deposit Taking and Banking Supervision
Investment Management
Marketing and Financial Promotion
Market Misconduct
The Prevention of Money Laundering and Terrorist Finance
Client Care
Client Money
Record Keeping and notifications
Ensuring Compliance: Managing Regulatory and Reputational Risk
Capital Adequacy
Financial Derivatives
Global Custody
Listing and Regulated Exchanges and Clearing Houses
Investigations, Discipline and Enforcement
FSA decision making and the Financial Services and Markets Tribunal
International Supervisory Co-operation