Governance and Conduct Obligations in Financial Services

Corporate Governance in Financial Services is a comprehensive and incisive text that specifically covers corporate governance, conduct obligations and conduct risk.

This has been an area of intense ongoing interest among consumers, media, politicians, regulators and of course industry participants. This text provides an introduction to the nature of obligations which are specifically imposed on high managerial agents of corporations, and also provides an overview of general conduct obligations, mis-selling and conduct risk generally in financial services.

Corporate Governance in Financial Services is a useful resource for practitioners working in the areas of commercial law, corporations law, intellectual property, litigation and media and communications.

Features

• Unifying framework for examining the nature of obligations specifically imposed on high managerial agents of corporations and also an overview of general conduct obligations, mis-selling and conduct risk generally in financial services
• Plain English explanations of complex concepts