Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Macdonald's Exemption Clauses and Unfair Terms

Macdonald's Exemption Clauses and Unfair Terms

Price: £275.00

Saggerson on Travel Law and Litigation 7th ed



  


Welcome to Wildys

Watch


A Practitioner's Guide to Probate Disputes 2nd ed



  


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Governance of Financial Institutions

Edited by: Danny Busch, Guido Ferrarini, Gerard van Solinge

ISBN13: 9780198799979
Published: January 2019
Publisher: Oxford University Press
Country of Publication: UK
Format: Hardback
Price: £170.00



Despatched in 6 to 8 days.

Also available as

This book examines the topical issue of governance of financial institutions, covering banks, investment firms, asset management, pension funds and insurance firms. It comprehensively analyses the impact and practice of the new and more robust requirements for management functions under MiFID II (Markets in Financial Instruments Directive) and other regulation such as MAR (Market Abuse Regulation).

Thematically grouped chapters provide extensive coverage of the main areas of change and interest in this field: financial regulation, models, systemic risk, culture and ethics, and conduct and culture. Each chapter employs an interdisciplinary approach, providing high-quality analysis and discussion of the governance of financial institutions of a practical, as well as theoretical, nature.

Written by a team of expert contributors, comprised of leading scholars with broad practical experience, and leading practitioners in the field of corporate governance, this book provides much needed analysis of this important topic and the new rules for those advising financial institutions.

Subjects:
Banking and Finance
Contents:
I. General
1: Governing Financial Institutions: Law and Regulation, Conduct and Culture, Danny Busch, Guido Ferrarini, Gerard Van Solinge
2: Corporate Governance of Financial Institutions: In Need of Cross-Sectoral Regulation? A comparative analysis of banks, investment firms, asset managers, and pension funds, Jens-Hinrich Binder
3: Comparative Regulation of Corporate Governance in the Insurance Sector, Arthur van den Hurk and Michele Siri
4: The Governance of Banks and the Requirement of Resolvability: a Fundamental Change in Perspective?, Bart Bierens
5: Comparative Regulation of Corporate Governance in th e Insurance Sector, Kitty Lieverse and Claartje Bulten
II. Governance Structures and Regulations
6: Non-Shareholder Voice in Bank Governance: Board Composition, Performance and Liability, Paul Davies and Klaus Hopt
7: Responsibility of Directors of Financial Institutions, Steven Schwarz (Aleaha Jones, and Jiazhen Yan)
8: Fit and Proper Requirments in EU Financial Regulation: Towards More Cross-Sectoral Harmonisation?, Danny Busch and Iris Palm-Steyerberg
9: Risk, Risk Management, and Internal Controls, Lodewijk van Setten
10: Financial Market Infrastructures: The Essential Role of Risk Management, Paolo Saguato
11: Compensation in Financial Institutions: Systemic Risk, Regulation and Proportionality, Guido Ferrarini
12: Corporate Governance, Financial Information and MAR, Carmine di Noia and Matteo Gargantini
III. Ownership Structures
13: Engagement of Institutional Investors, Cristina Ungureuna
14: State-owned Financial Institutions, Katja Langenbucher, Johannes Adolff and Christina Skinner
15: Co-operative Banks: A Dutch Experience, Gerard van Solinge and Martin van Olffen
IV. Conduct and Culture
16: Corporate Culture in the Governance of Financial Institutions: An Interdisciplinary Approach, Guido Ferrarini and Shanshan Zhu
17: Public Supervision of Behaviour and Culture at Financial Institutions, Wijnand Nuijts
18: Conduct and Culture in the Netherlands: The Dutch Banker's Oath and the Dutch Banking Disciplinary Committee, Danny Busch and Peter Laaper
19: Managing Conduct Risk: From Rules to Culture, Antonella Sciarrone Alibrandi and Claudi Frigeni
20: Conflicts of Interest: Comparing Compliance and Culture in the US and UK, Geneviève Helleringer and Christina Skinner
21: The Venetian Banks Collapse, Paulo Giudici
22: The Spanish Banking Crisis as a Corporate Governance Problem, Maribel Saez and Maria Gutierrez
23: Banco Espírito Santo: Anatomy of Banking Scandal in Portugal, José Engrácia Antunes
24: Governance Problems in Dutch Financial Institutions from 2007 to-2017, Bas de Jong

Series: Oxford EU Financial Regulation

Liability of Financial Supervisors and Resolution Authorities ISBN 9780198868934
Published June 2022
Oxford University Press
£195.00
Capital and Liquidity Requirements for European Banks (eBook) ISBN 9780192637093
Published March 2022
Oxford University Press
£179.17
(ePub)
Buy
Capital and Liquidity Requirements for European Banks ISBN 9780198867319
Published March 2022
Oxford University Press
£215.00
Market Abuse Regulation: Commentary and Annotated Guide 2nd ed (eBook) ISBN 9780192644435
Published March 2022
Oxford University Press
£145.83
(ePub)
Buy
Market Abuse Regulation: Commentary and Annotated Guide 2nd ed ISBN 9780198871095
Published March 2022
Oxford University Press
£195.00
Financial Market Infrastructures: Law and Regulation ISBN 9780198865858
Published December 2021
Oxford University Press
£195.00
The EU Crowdfunding Regulation ISBN 9780192856395
Published December 2021
Oxford University Press
£155.00
Prospectus Regulation and Prospectus Liability ISBN 9780198846529
Published March 2020
Oxford University Press
£205.00
European Banking Union 2nd ed ISBN 9780198827511
Published January 2020
Oxford University Press
£185.00
European Banking Union 2nd ed (eBook) ISBN 9780192562524
Published January 2020
Oxford University Press
£154.17
(ePub)
Buy
Governance of Financial Institutions (eBook) ISBN 9780192560094
Published January 2019
Oxford University Press
£141.67
(ePub)
Buy
Capital Markets Union in Europe ISBN 9780198813392
Published February 2018
Oxford University Press
£157.50
Capital Markets Union in Europe (eBook) ISBN 9780192543318
Published February 2018
Oxford University Press
£131.25
(ePub)
Buy
Regulation of the EU Financial Markets: MiFID II and MiFIR ISBN 9780198767671
Published January 2017
Oxford University Press
£237.50
Regulation of the EU Financial Markets: MiFID II and MiFIR (eBook) ISBN 9780191080302
Published January 2017
Oxford University Press
£197.92
(ePub)
Buy
Alternative Investment Funds in Europe: Law and Practice (eBook) ISBN 9780191635274
Published May 2014
Oxford University Press
£229.17
(ePub)
Buy
Alternative Investment Funds in Europe: Law and Practice ISBN 9780199657728
Published May 2014
Oxford University Press
£275.00