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Vol 24 No 9 Sept/Oct 2019

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The Anti-Suit Injunction

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This book is now Out of Print.
A new edition has been published, the details can be seen here:
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed isbn 9780414056978

A Practitioner's Guide to the UK Financial Services Rulebooks 6th ed

Edited by: Ruth Fox, Ben Kingsley

ISBN13: 9780414027480
New Edition ISBN: 9780414056978
Previous Edition ISBN: 9781905121250
Published: December 2013
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Paperback
Price: Out of print

Following the recent fundamental change in the structure of the UK regulatory regime, A Practitioner's Guide to the UK Financial Services Rulebooks is perfectly times to help you understand the impact on your practice.

Formerly entitled A Practitioner's Guide to the FSA Handbook this new 6th edition covers all changes following the establishment of the Financial Conduct Authority and the Prudential Regulation Authority and the creation of the new rulebooks.

The new edition is written to follow closely the structure of the handbooks and covers all the significant regulatory developments and how they will impact your day-to-day practice.

  • Provides clear guidance through the rule books of the UK's new financial services regulatory bodies
  • Covers the new UK regulatory structure and the replacement of the FSA Handbook with new rule books from the FCA and PRA
  • Closely follows the structure of the new rule books for ease of reference
  • Explains how conduct of business, prudential regulation, authorisation, enforcement and consumer issues are dealt with in the new rule books
  • Helps compliance officers and their legal advisors identify how their practice will need to change under the new regime
  • Covers the impact of EU and international level developments including MiFID, MAD and Basel III
  • Explains how the new regulatory bodies interact
  • Highlights areas of continuing uncertainty as the new system beds down

Banking and Finance
Introduction - the regulatory landscape and the role and statutory powers of the regulators
High-level standards
Prudential rules and guidance
Conduct of Business
The approved persons regime
Market abuse regime and the Code of Market Conduct
Authorisation and supervision processes
Discipline and enforcement
Consumer relations, complaints and compensation