Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Company Directors: Duties, Liabilities and Remedies

Company Directors: Duties, Liabilities and Remedies

Edited by: Mark Arnold KC, Simon Mortimore KC
Price: £275.00

Lord Denning: Life, Law and Legacy



  


Welcome to Wildys

Watch


NEW EDITION Pre-order Mortgage Receivership: Law and Practice



 Stephanie Tozer, Cecily Crampin, Tricia Hemans
Practical guidance to relevant law & procedure


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Easter Closing

We will be closed between Friday 29th March and Monday 1st April for the Easter Bank Holidays, reopening at 8.30am on Tuesday 2nd April. Any orders received during this period will be processed with when we re-open.

Hide this message

Accounts and Audit of Insurance Brokers and PiA Members


ISBN13: 9780406022660
ISBN: 0406022666
Published: September 1994
Publisher: LexisNexis Butterworths
Country of Publication: UK
Format: Paperback
Price: Out of print



The Financial Services Act has imposed controls on a variety of industries offering financial advice. Depending on the category of investment business undertaken, firms are bound to produce either audited accounts or an unaudited annual financial declaration which must be sent to their respective regulatory bodies. Any discrepancies in these accounts can lead to an inspection and possible de-registration.;This book provides a reference when accounting for and auditing firms registered by FIMBRA or the Insurance Brokers Registration Council, and includes the new rules issued by the Insurance Brokers Registration Council which are likely to become enforceable and not just ""best practice"". This work should enable practitioners to keep completely up-to-date and, as the new audit regime requires, to prove their ability to audit particular clients.

Subjects:
Insurance Law
Contents:
The regulatory framework; IBRC members reporting requirements; FIMBRA members reporting requirements; auditing responsibilities and audit requirements.