Subjects:

Banking and Finance

Contents:

1. Introduction to the Listing Rules and UKLA

2. Equity securities market

3. Sponsors, enforcement and suspension of securities

4. Listing criteria and contents of listing particulars

5. The listing process

6. Specialised routes to market

7. Investment entities and venture capital trusts

8. Corporate governance and continuing obligations

9. Transactions and financial information

10. Dealing with the UKLA

11. Alternative Investment Market

12. Overseas companies and the EU

dealing with other jurisdictions and mutual recognition

13. Specialist securities and securitised derivatives

14. New developments - EU and UK

Appendix 1: Case studies

Appendix 2: Transaction checklist

This highly practical new handbook deals with listing rules from a transactional point of view, assisting users in implementing the rules laid down by the Financial Services and Markets Act 2000. It includes guidance on the regulatory framework, dealing with the UKLA, getting listed and working with other jurisdictions.

Written in a user-friendly style, this book contains checklists, flowcharts and a class test template which will guide the reader through this complex area.