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Recently taken on the role of COLP or COFA for your firm? If so you’re probably already busy working with your firm to ensure the numerous regulatory obligations are met.
Integrating these roles and responsibilities effectively within the firm and striving to assert authority to ensure compliance is taken seriously is proving a mammoth task for those new to the roles. However, help is at hand.
Packed with new and up-to-date case studies, examples, and advice, this critical guide offers practical support to help you meet the SRA requirements and use your position to maximum benefit.
Fully updated, the second edition takes into account version 7 of the Handbook and includes practical examples and advice on:-
You’ll also find new real-life scenarios from a large international firm highlighting the compliance issues they have faced and how they have successfully dealt with them.
Ensure you are better placed to achieve a low risk rating for your firm and avoid falling under the scrutiny of the SRA’s new supervision regime.