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The SRA’s latest report on financial stability (February 2014) said its engagement with firms found poor financial management that ranged from “naïve to reckless”. They have also seen poor practice in the management of client accounts. This toolkit will help firms to address those common financial issues facing many firms.
This toolkit will cover the following:-
The aim is to produce a working resource which practitioners can use to monitor the financial health of the firm. It will form part of a series of toolkits branded with the livery of the Risk and Compliance Service.