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Vol 23 No 4 April/May 2018

Book of the Month

Cover of Williams, Mortimer and Sunnucks: Executors, Administrators and Probate

Williams, Mortimer and Sunnucks: Executors, Administrators and Probate

Edited by: Alexander Learmonth, Charlotte Ford, Julia Clark, John Ross Martyn
Price: £295.00

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Williams published

European Securities Markets

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ISBN13: 9789041107367
ISBN: 9041107363
Published: December 0002
Publisher: Kluwer Law International
Format: Hardback
Price: £170.00

The EU is moving towards the full implementation of the Investment Services Directive (ISD). Indeed, in some Member States, implementation has been or will be complemented by further changes to the domestic legal framework in order to cater more effectively for increased competition among financial institutions and markets. This book analyzes these developments from a legal and economic perspective and includes papers written by academics and practitioners from Europe and the US. Some papers examine critical aspects of the ISD from a comparative viewpoint, in particular considering whether further harmonization would be appropriate. Special attention is paid to the regulation of financial exchanges in the new competitive arena and to the need for co-operation between supervisors.;The volume is aimed at all those involved in European securities and derivatives markets in either a legal or economic capacity. It will be of interest to banking and financial lawyers, financial economists, regulators, exchanges and intermediaries.

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Part I: General.
1. The Implementation of the ISD and CAD in National Legal Systems; E. Wymeersch.
2. Banking and Investment Services: Implications of the New Financial Landscape; R. Cranston.
3. Economics of Securities Markets Regulation: Some Current Issues; F. Cesarini. Part II: Prudential Rules and Insolvency.
4. Cross-border Compliance: Organizational Duties Imposed on National and International Investment Firms; U.H. Schneider.
5. Practising Safer Lex: The Proper Domain of Property, Secured Transactions, and Insolvency Laws in the Regulation of Securities Intermediaries; C.W. Mooney, Jr.
6. Segregation of Securities and Insolvency under German Law; D. Einsele.
7. Segregation of Securities and Insolvency under Italian Law; P.G. Jaeger. Part III: Conduct of Business.
8. Rules of Conduct: Further Harmonization?; J. Kondgen.
9. Is There a Need to Harmonize Conduct of Business Rules? C. Cruickshank.
10. Derivatives Sales: Private Law and the Impact of Regulatory Standards; W. Blair.
11. Conflicts of Interest: An English Problem? B. Rider.
12. Conflicts of Interest: The Spanish Experience; A. Sanchez. Part IV: Exchange Competition.
13. The Changing Microstructure of European Equity Markets; M. Pagano.
14. Competition Between Regulated Markets in London; S.M. Schaefer.
15. Competition among European Exchanges: Recent Developments; A. Roell.
16. Competition among Exchanges or Financial Systems? M. Onado. Part V: Exchange Regulation.
17. Exchange Governance and Regulation: An Overview; G. Ferrarini.
18. A European Directive for Regulated Markets? A British Reaction; A. Whittaker.
19. A European Directive for Regulated Markets? A French Reaction; F. Demarigny.
20. Regulation of the Relationship among European Union Stock Exchanges: A Lesson from the United States; H.S. Scott.
21. Derivative Clearing Houses: the Regulatory Challenge; R. Dale. Part VI: International Aspects.
22. The Enforcement of the European Regime for Investment Services in the Member States and its Impact on National Conflicts of Law; S.M. Carbone, F. Munari.
23. Co-operation among Supervisory Authorities under the ISD; C. Biancheri.
24. Co-Operation between Supervisors: IOSCO and E.U.; S. Berstrasser.
25. International Tax Aspects of Portfolio Investments; J. van Hoorn. Index.