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Vol 21 No 11 Nov/Dec 2016

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This book is now Out of Print.
A new edition was published, see:
Conflicts of Interest and Chinese Walls isbn 9781845926649

Conflicts of Interest and Chinese Walls

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Chizu NakajimaDirector of Financial Regulation, City University Business School, Elizabeth SheffieldCompliance Officer and Secretary to the Compliance Institute

ISBN13: 9780406937513
ISBN: 0406937516
New Edition ISBN: 1845926641
Published: March 2002
Publisher: Bloomsbury Professional
Format: Paperback
Price: Out of print



Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.""

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Subjects:
Banking and Finance
Contents:
""Conflicts of interest and duty; Conflicts of interest between principal and agent; Conflicts between the competing interests of clients; Conflicts of interest in case law; Conflicts and inside information; The 'Chinese Wall'; Compliance and personnel management issues; Relationships with other areas of law; Other potential civil liabilities in relation to reporting under the anti-money laundering legislation; Other in-house procedures.""