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Regulation of Securities and Futures Dealing is a detailed analysis and comprehensive commentary on the Securities and Futures Authority's (SFA's) ""new settlement"" rulebook, offering an explanation of the changes. Written from a practical business perspective, rules relevant to a wide range of activities are discussed.
It includes a detailed commentary on SIB's Principles and Core Rules as these form a major part of the new settlement regime applying to SFA firms. There are useful appendices and tables, including suggested models for customer documentation.