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Vol 21 No 11 Nov/Dec 2016

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Laws and Regulations in Global Financial Markets


ISBN13: 9781137346520
Published: November 2013
Publisher: Palgrave Scholarly
Country of Publication: UK
Format: Hardback
Price: £75.00



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The major financial scandals of the past decade, which have been discussed exhaustively in corporate offices by corporate attorneys, and in accounting firms, have led to the passage of massive Congressional enactments in the United States that impact the world of finance.

The enactment of the Sarbanes-Oxley Act in 2002, with its significant provisions of 20-year imprisonment for certain offenses, and the conviction of Enron's CEO and other senior executives, finally caught the attention of corporate executives.

Laws and Regulations in Global Financial Markets presents students, researchers, and practitioners with an in-depth global analysis of the legal and regulative aspects of corporate financial markets. Readers are introduced to international developments concerning rules and regulations impacting investment advisers and broker-dealers, bankruptcy law, important legal changes influencing banks and credit ratings organizations, real estate regulations, and insurance law.

The book concludes with a discussion of personal finance, financial literacy, and federal statutes centered around the subject matter.

Subjects:
Banking and Finance
Contents:
1. Investment Adviser Regulation
2. Regulation of Broker-Dealers
3. Mergers and Acquisitions
4. Bankruptcy of Business Enterprises
5. Banking Regulation and Credit Rating Organizations
6. Real Estate Financing Regulations
7. Selected Topics in Insurance Regulation
8. Consumer Protection and Personal Finance