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Wildy’s Book News

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Vol 23 No 4 April/May 2018

Book of the Month

Cover of Williams, Mortimer and Sunnucks: Executors, Administrators and Probate

Williams, Mortimer and Sunnucks: Executors, Administrators and Probate

Edited by: Alexander Learmonth, Charlotte Ford, Julia Clark, John Ross Martyn
Price: £295.00

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UK Public Holiday Monday 28th May

Wildy's will be closed on Monday 28th May, re-opening on Tuesday 29th.

Online book orders received during the time we are closed will be processed as soon as possible once we re-open on Tuesday.

As usual credit cards will not be charged until the order is processed and ready to despatch.

Any Sweet & Maxwell or Lexis eBook orders placed after 4pm on the Friday 25th May will not be processed until Tuesday May 29th. UK orders for other publishers will be processed as normal. All non-UK eBook orders will be processed on Tuesday May 29th.

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Banking and Financial Services Regulation 3rd ed


ISBN13: 9781845924010
ISBN: 1845924010
Previous Edition ISBN: 0406949875
Published: July 2002
Publisher: Bloomsbury Professional
Country of Publication: UK
Format: Hardback
Price: Out of print



Original isbn - 0406949875
The 3rd edition of Banking and Financial Services Regulation provides detailed analysis and practical guidance on the UK regulatory system as it affects banking and financial services. The book has been written by a team of well known authors comprising practising lawyers, compliance officers, in-house counsel and academics.

Subjects:
Banking and Finance
Contents:
Banks and the Regulatory Regime
The Financial Services Authority and Financial Services and Markets Act
Regulated Activities - Banking and Investment Business
Other Regulated Activities
Authorisation and Approved Persons
Deposit Taking and Banking Supervision
Investment Management
Marketing and Financial Promotion
Market Misconduct
The Prevention of Money Laundering and Terrorist Finance
Client Care
Client Money
Record Keeping and notifications
Ensuring Compliance: Managing Regulatory and Reputational Risk
Capital Adequacy
Financial Derivatives
Global Custody
Listing and Regulated Exchanges and Clearing Houses
Investigations, Discipline and Enforcement
FSA decision making and the Financial Services and Markets Tribunal
International Supervisory Co-operation