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Lord Denning: Life, Law and Legacy



  


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This book is now Out of Print.
A new edition has been published, the details can be seen here:
A Practitioner's Guide to Inside Information 2nd ed isbn 9780414026988

A Practitioner's Guide to Inside Information: Managing the Legal and Regulatory Risks


ISBN13: 9781905121052
ISBN: 1905121059
New Edition ISBN: 9780414026988
Published: June 2006
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Paperback
Price: Out of print



The proper management of inside information and its disclosure to the market has become an increasing focus for the FSA. Recent high profile actions against Shell and others are evidence of increased enforcement activity for infringements of a listed company's disclosure obligations.

This is an area where many laws and obligations overlap, and create a regulatory minefield for practitioners. The FSA is now beginning to police listed companies very much as they do authorised firms, and those companies now need to be proactive with regard to their systems and controls.

A Practitioner's Guide to Inside Information draws together all the strands and provides an effective guide through the legislative and regulatory maze. It gives the reader guidance on the practical steps to take to ensure effective risk management and on the establishment and maintenance of appropriate systems and controls.

Subjects:
Banking and Finance
Contents:
Chapter 1
Introduction
Chapter 2
The UK Listing Authority Rules
Chapter 3
Disclosure Rules Applying to AIM, OFEX and ATSs
Chapter 4
The Model Code
Chapter 5
Criminal Law
Chapter 6
Market Abuse Regime
Chapter 7
Other Regulation - exchange regulation/financial promotion/Takeover Code
Chapter 8
The Civil Law
Chapter 9
US Law
Chapter 10
Systems and Controls
Chapter 11
FSA Enforcement

Series: The City Library

A Practitioner's Guide to the UK Financial Services Rulebooks 8th ed (eBook) ISBN 9780414123397
To be published December 2024
Sweet & Maxwell Ltd
£202.50
(ProView)
Pre‑Order
A Practitioner's Guide to the UK Financial Services Rulebooks 8th ed (Book & eBook Pack) ISBN 9780414123380
To be published December 2024
Sweet & Maxwell Ltd
£248.65
(ProView)
Pre‑Order
A Practitioner's Guide to the UK Financial Services Rulebooks 8th ed ISBN 9780414123373
To be published December 2024
Sweet & Maxwell Ltd
£225.00
A Practitioner's Guide to the Law and Regulation of Market Abuse 3rd ed (eBook) ISBN 9780414102293
Published September 2022
Sweet & Maxwell Ltd
£234.00
(ProView)
Buy
A Practitioner's Guide to the Law and Regulation of Market Abuse 3rd ed ISBN 9780414102255
Published September 2022
Sweet & Maxwell Ltd
£234.00
£304.00
(ProView)
Buy
A Practitioner's Guide to Trade and Commodity Finance 2nd ed (Book & eBook Pack)
Edited by: Geoffrey Wynne
ISBN 9780414087552
Published December 2021
Sweet & Maxwell Ltd
£249.00
(ProView)
Buy
A Practitioner's Guide to Trade and Commodity Finance 2nd ed (eBook)
Edited by: Geoffrey Wynne
ISBN 9780414088313
Published December 2021
Sweet & Maxwell Ltd
£191.00
(ProView)
Buy
A Practitioner's Guide to Trade and Commodity Finance 2nd ed
Edited by: Geoffrey Wynne
ISBN 9780414081017
Published December 2021
Sweet & Maxwell Ltd
£191.00
A Practitioner's Guide to the Regulation of Insurance 6th ed
Edited by: Charles Rix
ISBN 9780414075702
Published December 2020
Sweet & Maxwell Ltd
£205.00
A Practitioner's Guide to The AIM Rules 8th ed
Edited by: Tom Nicholls
ISBN 9780414077249
Published October 2020
Sweet & Maxwell Ltd
£225.00
A Practitioner's Guide to Directors' Duties and Responsibilities 6th ed
Edited by: Tim Boxell
ISBN 9780414056992
Published July 2019
Sweet & Maxwell Ltd
£199.00
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed (eBook) ISBN 9780414072770
Published February 2019
Sweet & Maxwell Ltd
£264.00
(ProView)
Buy
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed ISBN 9780414056978
Published February 2019
Sweet & Maxwell Ltd
£264.00
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed (Book & eBook Pack) ISBN 9780414072763
Published February 2019
Sweet & Maxwell Ltd
£343.00
(ProView)
Buy
A Practitioner's Guide to MiFID II 3rd ed ISBN 9780414065727
Published February 2018
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Syndicated Lending 2nd ed
Edited by: Andrew Shutter
ISBN 9780414065390
Published November 2017
Sweet & Maxwell Ltd
£265.00
US Regulation for Asset Managers Outside the United States 2nd ed ISBN 9780414031968
Published September 2017
Sweet & Maxwell Ltd
£182.00
Consumer Financial Services Complaints and Compensation 2nd ed ISBN 9780414034044
Published July 2017
Sweet & Maxwell Ltd
£210.00
A Practitioner's Guide to Banking Regulation: Mastering the New Regulatory Landscape ISBN 9780414061286
Published November 2016
Sweet & Maxwell Ltd
£222.00
A Practitioner's Guide to Solvency II ISBN 9780414054851
Published April 2016
Sweet & Maxwell Ltd
£241.00
A Practitioner's Guide to UK Money Laundering Law and Regulation 3rd ed
Edited by: Ben Kingsley
ISBN 9780414052574
Published December 2015
Sweet & Maxwell Ltd
£222.00
A Practitioner's Guide to Alternative Investment Funds 3rd ed ISBN 9780414034006
Published September 2015
Sweet & Maxwell Ltd
£218.00
A Practitioner's Guide to MiFID II: The Markets in Financial Instruments Directive 2nd ed ISBN 9780414026858
Published March 2015
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to The AIM Rules 7th ed
Edited by: Tom Nicholls
ISBN 9780414034020
Published September 2014
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Regulation of Insurance 5th ed
Edited by: John Young
ISBN 9780414028357
Published August 2014
Sweet & Maxwell Ltd
Out of print
£234.00
A Practitioner's Guide to the Regulation of Investment Banking 3rd ed
Edited by: Simon Gleeson
ISBN 9780414028135
Published November 2013
Sweet & Maxwell Ltd
£234.00
Business Services, Partnering and Outsourcing Contracts: A Practical Guide 4th ed ISBN 9780414024335
Published December 2012
Sweet & Maxwell Ltd
£210.00
Practitioner's Guide to European Bond Markets
Edited by: Nick CollierHead of Regulatory Policy, ICMA, Michael RaffanFreshfields Bruckhaus Deringer
ISBN 9781905121168
Published November 2012
Sweet & Maxwell Ltd
Publication Abandoned
A Practitioner's Guide to Inside Information 2nd ed ISBN 9780414026988
Published September 2012
Sweet & Maxwell Ltd
£234.00
A Practitioner's Guide to Trade and Commodity Finance
Edited by: Geoffrey Wynne
ISBN 9780414045392
Published August 2012
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Basel III and Beyond ISBN 9780414045385
Published June 2011
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Derivatives
Edited by: Jonathan Marsh
ISBN 9780414043053
Published November 2010
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Alternative Investment Funds 2nd ed ISBN 9780414043107
Published October 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Authorised Investment Funds ISBN 9781905121403
Published June 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Syndicated Lending
Edited by: Andrew Shutter
ISBN 9781905121366
Published January 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Private Equity ISBN 9781905121342
Published July 2009
Sweet & Maxwell Ltd
£317.00
Outsourcing Contracts: A Practical Guide 3rd ed ISBN 9781905121373
Published July 2009
Sweet & Maxwell Ltd
Out of print
A Practical Guide to PPP in the United Kingdom ISBN 9781905121236
Published May 2009
Sweet & Maxwell Ltd
£210.00
A Practitioner's Guide to European Leveraged Finance ISBN 9781905121359
Published April 2009
Sweet & Maxwell Ltd
£269.00
A Practitioner’s Guide to Corporate Restructuring ISBN 9781905121311
Published August 2008
Sweet & Maxwell Ltd
£269.00
A Practical Guide to PPP in Europe 2nd ed
Edited by: Maurice Button
ISBN 9781905121298
Published June 2008
Sweet & Maxwell Ltd
Out of print
A Practitioner’s Guide to Takeovers and Mergers in the European Union 5th ed
Edited by: City & Financial
ISBN 9781905121304
Published June 2008
Sweet & Maxwell Ltd
£317.00
Practitioner's Guide to Mortgage Regulation ISBN 9781905121243
Published July 2007
Sweet & Maxwell Ltd
£187.00
A Practitioner's Guide to FSA Investigations and Enforcement 2nd ed ISBN 9781905121137
Published May 2007
Sweet & Maxwell Ltd
Out of print
US Securities Laws and Foreign Private Issuers
Edited by: Brian Lane
ISBN 9781905121144
Published April 2007
Sweet & Maxwell Ltd
£253.00
A Practical Guide to PPP in Europe
Edited by: Maurice Button
ISBN 9781905121090
Published October 2006
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to EU Financial Services Directives 2nd ed ISBN 9781905121076
Published September 2006
Sweet & Maxwell Ltd
Out of print
Practitioner's Guide to Securitisation ISBN 9781898830788
Published January 2006
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Takeovers and Mergers in the European Union 4th ed ISBN 9781905121069
Published October 2005
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to FSA Investigation and Enforcement ISBN 9781898830931
Published September 2005
Sweet & Maxwell Ltd
Out of print
Pensions Risk and Strategy ISBN 9781898830757
Published August 2005
Sweet & Maxwell Ltd
£187.00
A Practitioner's Guide to the Basel Accord ISBN 9781898830979
Published March 2005
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to The FSA Regulation of Lloyd's 2nd ed ISBN 9781898830870
Published January 2005
Sweet & Maxwell Ltd
Out of print
International Insider Dealing ISBN 9781898830801
Published January 2005
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Audit regulation in the UK ISBN 9781898830894
Published December 2004
Sweet & Maxwell Ltd
Out of print
Practical Company Law and Corporate Transactions ISBN 9781898830733
Published November 2004
Sweet & Maxwell Ltd
Out of print
Financial Promotion - A Practitioner's Guide ISBN 9781898830726
Published October 2004
Sweet & Maxwell Ltd
Out of print
A Practical Guide to the FSA's Regulation of Mortgages ISBN 9781898830849
Published March 2004
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Company Law Review ISBN 9781898830535
Published June 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to International Money Laundering Law and Regulation ISBN 9781898830689
Published April 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to EU Financial Services Directives ISBN 9781898830696
Published March 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Hong Kong Takeover Code ISBN 9781898830603
Published November 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Acquisition of Companies in the United States ISBN 9781898830665
Published September 2002
Sweet & Maxwell Ltd
Out of print
Out of print
Public Company Takeovers in Germany ISBN 9781898830658
Published July 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the FSA Regulation of Lloyd's ISBN 9781898830467
Published June 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Partnership and LLP Law and Regulation ISBN 9781898830566
Published January 2002
Sweet & Maxwell Ltd
Out of print
Venture Capital and Private Equity: A Practitioner's Manual ISBN 9781898830528
Published December 2001
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Regulation of the Internet 2nd ed ISBN 9781898830511
Published April 2001
Sweet & Maxwell Ltd
Out of print