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A Practitioner's Guide to the FCA Listing Regime 2019/2020


ISBN13: 9780414071704
Previous Edition ISBN: 9780414069152
Published: November 2019
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Paperback
Price: £195.00



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This title is the definitive, annual guide to the requirements of the Listing, Prospectus, and Disclosure and Transparency Rules. It offers practical guidance on the eligibility criteria and continued obligations for listing on the London Stock Exchange.

The disclosure requirements and the contents, approval and publication of prospectuses are also covered. The 2019/2020 edition is fully updated to cover all Listing Regime developments since publication of the previous edition, including an update on:

  • The Prospectus Regulation (EU 2017/1129) coming into full application on 21 July 2019.
  • Policy Statement (PS 19/12), Changes to align the FCA Handbook with the EU Prospectus Regulation
  • Policy Statement (PS 19/13), Proposals to promote shareholder engagement: Feedback to CP 19/7 and final rules. PS 19/13 summarises the feedback received to CP 19/7. It also sets out the final rules, which implement relevant provisions of EU Shareholder Rights Directive II, in new DTRs with additional new continuing obligations in the LRs.
Features:
  • Provides the definitive, annual guide to the requirements of the FCA’s Listing, Prospectus and Disclosure and Transparency Rules
  • Includes an introductory chapter from the head of the UKLA, and contributions from some of the foremost experts in the field
  • Presents introductions to the three rulebooks and statutory framework, before going on to examine their requirements in detail
  • Discusses in detail the Listing Rules set out by the UKLA
  • Examines the statutory framework within which the listing regime sits
  • Explains the procedure for submitting an application
  • Sets out the requirements for publishing a prospectus, as well as the guidelines for the form it must follow and required contents
  • Describes the financial information you need to disclose Sets out the continuing obligations of a company once listed
  • Covers the requirements relating to significant transactions and related party transactions
  • Looks at overseas companies, investment entities, debt and specialist securities and mineral companies, and how these are treated differently to other entities

Subjects:
Banking and Finance
Contents:
Chapter 1: The FCA Listing Rules;
Chapter 2: The Statutory Framework for Listing;
Chapter 3: Application Procedure and Publication of Prospectuses;
Chapter 4: Contents of Prospectuses;
Chapter 5: Financial Information;
Chapter 6: Continuing Obligations;
Chapter 7: Significant Transactions and Related Party Transactions;
Chapter 8: Overseas Companies, Investment Entities, Debt and Specialist Securities and Mineral Companies

Series: The City Library

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A Practitioner's Guide to the UK Financial Services Rulebooks 8th ed (Book & eBook Pack) ISBN 9780414123380
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£191.00
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Sweet & Maxwell Ltd
£205.00
A Practitioner's Guide to The AIM Rules 8th ed
Edited by: Tom Nicholls
ISBN 9780414077249
Published October 2020
Sweet & Maxwell Ltd
£225.00
A Practitioner's Guide to Directors' Duties and Responsibilities 6th ed
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ISBN 9780414056992
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Sweet & Maxwell Ltd
£199.00
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed (Book & eBook Pack) ISBN 9780414072763
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Sweet & Maxwell Ltd
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A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed ISBN 9780414056978
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Sweet & Maxwell Ltd
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Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Syndicated Lending 2nd ed
Edited by: Andrew Shutter
ISBN 9780414065390
Published November 2017
Sweet & Maxwell Ltd
£265.00
US Regulation for Asset Managers Outside the United States 2nd ed ISBN 9780414031968
Published September 2017
Sweet & Maxwell Ltd
£182.00
Consumer Financial Services Complaints and Compensation 2nd ed ISBN 9780414034044
Published July 2017
Sweet & Maxwell Ltd
£210.00
A Practitioner's Guide to Banking Regulation: Mastering the New Regulatory Landscape ISBN 9780414061286
Published November 2016
Sweet & Maxwell Ltd
£222.00
A Practitioner's Guide to Solvency II ISBN 9780414054851
Published April 2016
Sweet & Maxwell Ltd
£241.00
A Practitioner's Guide to UK Money Laundering Law and Regulation 3rd ed
Edited by: Ben Kingsley
ISBN 9780414052574
Published December 2015
Sweet & Maxwell Ltd
£222.00
A Practitioner's Guide to Alternative Investment Funds 3rd ed ISBN 9780414034006
Published September 2015
Sweet & Maxwell Ltd
£218.00
A Practitioner's Guide to MiFID II: The Markets in Financial Instruments Directive 2nd ed ISBN 9780414026858
Published March 2015
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to The AIM Rules 7th ed
Edited by: Tom Nicholls
ISBN 9780414034020
Published September 2014
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Regulation of Insurance 5th ed
Edited by: John Young
ISBN 9780414028357
Published August 2014
Sweet & Maxwell Ltd
Out of print
£234.00
A Practitioner's Guide to the Regulation of Investment Banking 3rd ed
Edited by: Simon Gleeson
ISBN 9780414028135
Published November 2013
Sweet & Maxwell Ltd
£234.00
Business Services, Partnering and Outsourcing Contracts: A Practical Guide 4th ed ISBN 9780414024335
Published December 2012
Sweet & Maxwell Ltd
£210.00
Practitioner's Guide to European Bond Markets
Edited by: Nick CollierHead of Regulatory Policy, ICMA, Michael RaffanFreshfields Bruckhaus Deringer
ISBN 9781905121168
Published November 2012
Sweet & Maxwell Ltd
Publication Abandoned
A Practitioner's Guide to Inside Information 2nd ed ISBN 9780414026988
Published September 2012
Sweet & Maxwell Ltd
£234.00
A Practitioner's Guide to Trade and Commodity Finance
Edited by: Geoffrey Wynne
ISBN 9780414045392
Published August 2012
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Basel III and Beyond ISBN 9780414045385
Published June 2011
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Derivatives
Edited by: Jonathan Marsh
ISBN 9780414043053
Published November 2010
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Alternative Investment Funds 2nd ed ISBN 9780414043107
Published October 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Authorised Investment Funds ISBN 9781905121403
Published June 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Syndicated Lending
Edited by: Andrew Shutter
ISBN 9781905121366
Published January 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Private Equity ISBN 9781905121342
Published July 2009
Sweet & Maxwell Ltd
£317.00
Outsourcing Contracts: A Practical Guide 3rd ed ISBN 9781905121373
Published July 2009
Sweet & Maxwell Ltd
Out of print
A Practical Guide to PPP in the United Kingdom ISBN 9781905121236
Published May 2009
Sweet & Maxwell Ltd
£210.00
A Practitioner's Guide to European Leveraged Finance ISBN 9781905121359
Published April 2009
Sweet & Maxwell Ltd
£269.00
A Practitioner’s Guide to Corporate Restructuring ISBN 9781905121311
Published August 2008
Sweet & Maxwell Ltd
£269.00
A Practical Guide to PPP in Europe 2nd ed
Edited by: Maurice Button
ISBN 9781905121298
Published June 2008
Sweet & Maxwell Ltd
Out of print
A Practitioner’s Guide to Takeovers and Mergers in the European Union 5th ed
Edited by: City & Financial
ISBN 9781905121304
Published June 2008
Sweet & Maxwell Ltd
£317.00
Practitioner's Guide to Mortgage Regulation ISBN 9781905121243
Published July 2007
Sweet & Maxwell Ltd
£187.00
A Practitioner's Guide to FSA Investigations and Enforcement 2nd ed ISBN 9781905121137
Published May 2007
Sweet & Maxwell Ltd
Out of print
US Securities Laws and Foreign Private Issuers
Edited by: Brian Lane
ISBN 9781905121144
Published April 2007
Sweet & Maxwell Ltd
£253.00
A Practical Guide to PPP in Europe
Edited by: Maurice Button
ISBN 9781905121090
Published October 2006
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to EU Financial Services Directives 2nd ed ISBN 9781905121076
Published September 2006
Sweet & Maxwell Ltd
Out of print
Practitioner's Guide to Securitisation ISBN 9781898830788
Published January 2006
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Takeovers and Mergers in the European Union 4th ed ISBN 9781905121069
Published October 2005
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to FSA Investigation and Enforcement ISBN 9781898830931
Published September 2005
Sweet & Maxwell Ltd
Out of print
Pensions Risk and Strategy ISBN 9781898830757
Published August 2005
Sweet & Maxwell Ltd
£187.00
A Practitioner's Guide to the Basel Accord ISBN 9781898830979
Published March 2005
Sweet & Maxwell Ltd
Out of print
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Sweet & Maxwell Ltd
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International Insider Dealing ISBN 9781898830801
Published January 2005
Sweet & Maxwell Ltd
Out of print
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Sweet & Maxwell Ltd
Out of print
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Sweet & Maxwell Ltd
Out of print
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Sweet & Maxwell Ltd
Out of print
A Practical Guide to the FSA's Regulation of Mortgages ISBN 9781898830849
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Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Company Law Review ISBN 9781898830535
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Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to International Money Laundering Law and Regulation ISBN 9781898830689
Published April 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to EU Financial Services Directives ISBN 9781898830696
Published March 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Hong Kong Takeover Code ISBN 9781898830603
Published November 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Acquisition of Companies in the United States ISBN 9781898830665
Published September 2002
Sweet & Maxwell Ltd
Out of print
Out of print
Public Company Takeovers in Germany ISBN 9781898830658
Published July 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the FSA Regulation of Lloyd's ISBN 9781898830467
Published June 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Partnership and LLP Law and Regulation ISBN 9781898830566
Published January 2002
Sweet & Maxwell Ltd
Out of print
Venture Capital and Private Equity: A Practitioner's Manual ISBN 9781898830528
Published December 2001
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Regulation of the Internet 2nd ed ISBN 9781898830511
Published April 2001
Sweet & Maxwell Ltd
Out of print