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Vol 23 No 2 Feb/March 2018

Book of the Month

Cover of The UK Supreme Court Yearbook Volume 8: 2016-2017 Legal Year

The UK Supreme Court Yearbook Volume 8: 2016-2017 Legal Year

Edited by: Daniel Clarry
Price: £120.00

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Annotated Guide to the Financial Services and Markets Act 2000

Publication abandoned lge

ISBN13: 9780198299202
ISBN: 0198299206
Published: January 2001
Publisher: Oxford University Press
Country of Publication: UK
Format: Paperback
Price: Publication Abandoned

A practical handbook and guide to the Financial Services and Markets Act which received royal assent in June 2000. This book contains the text of the Act itself, section-by-section commentary providing analysis and explanation together with relevant cross-references, plus a selection of important subordinate legislation and rules. New editions will be prepared on a regular basis to update the annotations and materials in the light of subsequent case-law and practice.;This book is intended for solicitors, barristers, other professionals and academics specializing in financial services, markets, securities and related corporate/commercial law; in-house lawyers with banks, insurers, financial advisers; and law libraries.

Publication abandoned lge
DETAILED CONTENTS TO FOLLOW - See summary.. Financial Services and Markets Act 2000 with Annotations: Topics covered include: 1. Regulatory Framework: Scope of the Regulation; FSA's Record Keeping; 2. Conduct of the Financial Services Business: The Statutory Context; Auditor Rules and Regulations; The FSA's Rules and Regulations; 3. Collective Investment Schemes; 4. Public Issues: Listed and Unlisted Securities; 5. Market Abuses; 6. Power of FSA: Investigations; Disciplinary Measures; Injuntions and Restitution; Offences; 7. Compensation Scheme; 8. Financial Services Tribunal; Financial Services Ombudsman; Other legislation, rules and guidelines