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Vol 21 No 11 Nov/Dec 2016

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This book is now Out of Print.
A new edition has been published, the details can be seen here:
Law and Regulation of Investment Management 2nd ed isbn 9781847034878

Law and Regulation of Investment Management

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ISBN13: 9780421835702
ISBN: 0421835702
New Edition ISBN: 9781847034878
Published: August 2005
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Out of print



This new book answers the need for a practical treatment of this burgeoning area of financial services with the emphasis on the investment management service itself as distinct from individual investment products. It focuses on the contractual and regulatory aspects of the investment manager's business, with additional information on equivalent practices in the USA.

  • Coverage of key UK legal and regulatory issues with information on equivalent practices in the US
  • Provides expert commentary and background information on this growing area within financial markets
  • Pulls together the expertise of a range of specialists in this area.

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Subjects:
Banking and Finance
Contents:
Background and general legal issues for the investment management sector.
Current developments in UK regulation of investment management.
The legal nature of the financial services relationship.
Fiduciary duties in the UK and the US.
Issues for Pension scheme investment.
ERISA.
Marketing and promotion.
Custody issues.
US managed futures.
Litigation in the investment management sector.