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Vol 21 No 10 Oct/Nov 2016

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This book is now Out of Print.
A new edition has been published, the details can be seen here:
Financial Services Law Guide 4th ed isbn 9781847669780

Financial Services Law Guide 3rd ed

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Edited by: Andrew Haynes

ISBN13: 9781845921392
ISBN: 1845921399
New Edition ISBN: 9781847669780
Previous Edition ISBN: 0406939136
Published: August 2006
Publisher: Bloomsbury Professional
Country of Publication: UK
Format: Paperback
Price: Out of print



This is a comprehensive and highly practical guide to the rules and regulations that govern the financial services industry. Designed to be used on a day-in day-out basis, this new third edition covers the requirements and legal responsibilities imposed upon the financial services industry by all regulatory bodies. Whatever your legal issue or question, you will find the answer in this user-friendly and clearly presented guide.

Essential coverage includes:

    key information on the new financial promotions regulations
      relevant aspects of the EU's Financial Services action Plan
        the new legislation on money laundering
          developments in exempt regulated activities for solicitors, accountants and actuaries and essential knowledge on the new Market Abuse regime.
        The previous edition of this book was published by LexisNexis Butterworths