Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Company Directors: Duties, Liabilities and Remedies

Company Directors: Duties, Liabilities and Remedies

Edited by: Mark Arnold KC, Simon Mortimore KC
Price: £275.00

Lord Denning: Life, Law and Legacy



  


Welcome to Wildys

Watch


NEW EDITION Pre-order Mortgage Receivership: Law and Practice



 Stephanie Tozer, Cecily Crampin, Tricia Hemans
Practical guidance to relevant law & procedure


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Financial Services Law 4th ed

Edited by: George Walker, Robert Purves, Michael Blair

ISBN13: 9780198793809
Previous Edition ISBN: 9780199685592
Published: March 2018
Publisher: Oxford University Press
Country of Publication: UK
Format: Hardback
Price: £415.00



Low stock.

Also available as

The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape.

The updated text analyses all of the substantial institutional and structural changes brought, or to be brought, into effect under the additional new key statutes adopted in the financial area including specifically the Financial Services (Banking Reform) Act 2013 and the Bank of England and Financial Services Act 2016.

The major new regulatory initiatives are covered in detail, including the Senior Managers Regime (SMR) and Certification Regime (CR).There is also coverage of new individual statutory offences, bank ring-fencing, depositor preference, bail-in stabilization and crisis management, resolution planning, payment system reform, and further Bank of England governance and PRA reform.

Since the last edition there have been many developments at European level and the fourth edition takes full account of these including the Capital Requirements Directive IV, Insolvency II, and MiFID II. At domestic level the division of the FSA Handbook of Rules into the PRA Rulebook and the FCA Handbook has been covered in two new chapters.

There are also new chapters on 'Individual Accountability and Liability' following commencement of the Senior Managers and Certification Regimes, and on 'Consumer Credit' following the transfer of regulatory responsibility for this to the FCA. Additionally, the material on enforcement has been significantly developed in this new edition. Financial Services Law is the leading work on financial regulation for practitioners and scholars requiring a holistic treatment of the regime in the EU and UK.

Subjects:
Banking and Finance
Contents:
Part I - REGULATORY STRUCTURE
1: UK Financial Services Reform, George Walker
2: Statutory Framework for UK Financial Services Regulation, Paul Kennedy
3: European Financial Services, Jane Welch and Peter Parker
4: International Agreements and Supranational Bodies, Deborah Sabalot

Part II - FINANCIAL SERVICES REGULATION
5: The Prudential Regulation Authority and the Financial Conduct Authority, Robert Purves
6: The FCA Handbook and the PRA Rulebook, Robert Purves
7: Regulatory Processes - Authorisation and Supervision, Simon Gleeson
8: Individual Accountability, Peter Snowdon and Simon Lovegrove
9: Enforcement, Angela Hayes & Matthew Feehily
10: Financial Redress - Complaints, Disputes, and Compensation, Alex Kuczynski, James Darbyshire, & Casey McGrath
11: Listing and Public Offers, Julia Machin
12: Market Abuse, Andrew Tuson
13: Insider Dealing and Misleading Statements and Impressions, Andrew Tuson
14: Money Laundering and Financial Crime, Peter Snowdon & Simon Lovegrove
15: Financial Regulation in Commercial Disputes, Farhaz Khan & Jon Holland

Part III - FINANCIAL SECTORS AND ACTIVITIES
16: Banks and Banking, George Walker
17: Insurance Regulation, Noleen John, Maria Ross, and Laura Hodgson
18: Wholesale Investment Firms, Etay Katz
19: Retail Investment Firms, Gerard McMeel
20: Home Finance Transactions, Robert Purves
21: Consumer Credit, Eva Lomnicka
22: Collective Investment Schemes, Philip Hinks
23: Islamic Financial Services, Andrew Henderson