Wildy logo
(020) 7242 5778
enquiries@wildy.com

Wildy’s Book News

Book News cover photo

Vol 23 No 4 April/May 2018

Book of the Month

Cover of Williams, Mortimer and Sunnucks: Executors, Administrators and Probate

Williams, Mortimer and Sunnucks: Executors, Administrators and Probate

Edited by: Alexander Learmonth, Charlotte Ford, Julia Clark, John Ross Martyn
Price: £295.00

Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Lowe legislation jp
Sealy millman 2018 jp
Desmith out now
Uk supremem 1 8
Williams published
Luba housing

UK Public Holiday Monday 28th May

Wildy's will be closed on Monday 28th May, re-opening on Tuesday 29th.

Online book orders received during the time we are closed will be processed as soon as possible once we re-open on Tuesday.

As usual credit cards will not be charged until the order is processed and ready to despatch.

Any Sweet & Maxwell or Lexis eBook orders placed after 4pm on the Friday 25th May will not be processed until Tuesday May 29th. UK orders for other publishers will be processed as normal. All non-UK eBook orders will be processed on Tuesday May 29th.

Hide this message

This book is now Out of Print.
A new edition has been published, the details can be seen here:
U.S. Regulation of the International Securities and Derivatives Markets 12th ed isbn 9781454887379

U.S. Regulation of the International Securities and Derivatives Markets 11th ed


ISBN13: 9781454851257
New Edition ISBN: 9781454887379
Previous Edition ISBN: 9781454801207
Published: December 2014
Publisher: Aspen Publishers
Country of Publication: USA
Format: Ring Binder
Price: Out of print



Dramatic changes in U.S. law have increased the need to understand the complex regulation of today’s global capital and derivatives markets.

U.S. Regulation of the International Securities and Derivatives Markets is a comprehensive guide in this dynamic regulatory arena. The completely updated Eleventh Edition was authored by a team of attorneys at Cleary Gottlieb Steen & Hamilton LLP, one of the foremost law firms in international finance.

U.S. Regulation of the International Securities and Derivatives Markets provides thoroughly up-to-date coverage of the SEC Securities Offering Reform rules, the impact of the Dodd-Frank Act and the Sarbanes-Oxley Act on public companies in the United States, and much more.

Advising clients on cross-border securities transactions means dealing with a tangle of complex rules and requirements. This comprehensive reference explains in detail virtually everything your clients might want to know, including:

  • The U.S. securities and commodities laws pertaining to foreign participants and financial products entering U.S. capital markets, and U.S. securities in international markets, including a comprehensive discussion of the requirements imposed by the Sarbanes-Oxley Act and the regulatory framework established by the Dodd-Frank Act.
  • The rules and regulations affecting each participant, including foreign banks, broker-dealers, investment companies and advisers, futures commission merchants, commodity pool operators, commodity trading advisors, and others
  • The rules and requirements behind different cross-border transactions, including private placements and Rule 144A, ADR programs, the U.S./Canadian MJDS, global offerings, and more
  • The principal European Union measures governing securities offerings and ongoing reporting in the European Union
  • Many additional regulatory issues, including enforcement and remedies, recent case interpretations, FINRA and other SRO rules, and much more
U.S. Regulation of the International Securities and Derivatives Markets, Eleventh Edition is by far the most comprehensive reference of its kind. This is the only desk reference covering all U.S. laws and regulations affecting international securities offerings and foreign participants in U.S. capital markets.

It explains dozens of topics that simply cannot be found in any other published source—saving you valuable research time, you’ll have all the detailed information you need to guide clients through this dramatic new financial era.

Subjects:
Other Jurisdictions , Banking and Finance, USA
Contents:
PART ONE
Statutory and Regulatory Framework
SEC Registration Process for U.S. Public Offerings by Foreign Issuers
Foreign Issuer Disclosure in the U.S. Public Securities Market
Obligations of Reporting Foreign Issuers and Their Shareholders
Private Offerings in the United States by Foreign Issuers
Financings Outside the United States
Selected Practical Issues in Cross-Border Offerings
Selected EU Financial Services Directives on Securities Offerings and Ongoing Reporting
Reporting of Large Shareholdings, Tender and Exchange Offers and Business Combinations
The U.S.-Canadian Multijurisdictional Disclosure System
Enforcement of the U.S. Securities Laws

PART TWO
Classification of Securities and Derivative Instruments
Key Considerations for Derivatives End Users
Foreign and Foreign-Owned Broker-Dealers and Futures Commission Merchants
Foreign and Foreign-Owned Swap and Security-Based Swap Dealers
Foreign and Foreign-Owned Major Participants in Swaps and Security-Based Swaps
Foreign and Foreign-Owned Investment Advisers and Commodity Trading Advisors
Foreign Investment Companies and Commodity Pool Operators
Major Banking Law Considerations for Banks and Other Financial Companies in the International Securities Business

Appendix A—Guide to Locating Relevant Forms, Statutes, Rules and Regulations
Appendices B-H—Text of Selected E.U. Directives
Table of Cases
Table of SEC Releases
Table of No-Action Letters
Table of Federal Reserve Board Orders
Table of CFTC Interpretative Letters
Index